Dennis P. Schreyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis Phillip Schreyer was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 2005. Dennis had worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 12, 2014 - April 11, 2018
NEXBANK SECURITIES INC
November 15, 2013 - February 10, 2014
CAPSTONE PARTNERS
January 12, 2012 - October 25, 2013
EXEMPLAR CAPITAL, LLC
February 13, 2006 - June 26, 2006
CIBC WORLD MARKETS CORP.
April 19, 2005 - August 17, 2005
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEXBANK SECURITIES INC
CRD#: 133267 / SEC#: 801-111780, 8-66705
Contact information
FINRA licenses (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 882,487 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
