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Darin Andrew Drennan

ARVEST WEALTH MANAGEMENT
FT SMITH, AR
·CRD# 4464838·24 years experience

Professional Summary

Darin Andrew Drennan is a registered financial advisor currently at ARVEST WEALTH MANAGEMENT located in Ft Smith, Arkansas. Darin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Darin has worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

ARVEST WEALTH MANAGEMENT·CRD# 42057
RIA
BD
5000 Rogers Ave, Ft Smith, AR 72903
February 22, 2017 - Present
ARVEST WEALTH MANAGEMENT·CRD# 42057
RIA
BD
5000 Rogers Ave, Ft Smith, AR 72903
February 14, 2017 - Present
CUSO FINANCIAL SERVICES, L.P.·CRD# 42132
RIA
Fort Smith, AR
March 22, 2011 - February 3, 2017
CUSO FINANCIAL SERVICES, L.P.·CRD# 42132
BD
Fort Smith, AR
January 24, 2011 - February 3, 2017
SUTTERFIELD FINANCIAL GROUP, INC.·CRD# 115652
RIA
Van Buren, AR
February 2, 2009 - January 26, 2011
PURSHE KAPLAN STERLING INVESTMENTS·CRD# 35747
BD
Van Buren, AR
January 2, 2009 - January 21, 2011
OSAIC SERVICES, INC.·CRD# 133763
RIA
Van Buren, AR
October 31, 2008 - December 31, 2008
OSAIC SERVICES, INC.·CRD# 133763
BD
Van Buren, AR
October 31, 2008 - December 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED·CRD# 13626
RIA
Van Buren, AR
January 6, 2003 - October 31, 2008
AMERICAN GENERAL SECURITIES INCORPORATED·CRD# 13626
BD
Van Buren, AR
October 1, 2002 - October 31, 2008
AMERICAN GENERAL EQUITY SERVICES CORPORATION·CRD# 5435
BD
Houston, TX
September 16, 2002 - October 1, 2002
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Fort Smith, AR
January 24, 2002 - September 12, 2002
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
December 11, 2001 - September 12, 2002
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
December 11, 2001 - September 12, 2002

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Current Firm

AW
ARVEST WEALTH MANAGEMENT

ARVEST ASSET MANAGEMENT | ARVEST WEALTH MANAGEMENT | ARVEST INVESTMENTS, INC.

CRD#: 42057 / SEC#: 801-63738, 8-49677
RIA
Registered Investment Advisory firm - SEC (1/3/2005 Approved)
Arkansas
Registered Investment Advisory firm - SEC (1/4/2005 Terminated)
Oklahoma
Registered Investment Advisory firm - SEC (1/7/2005 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

913 W Monroe Avenue, Lowell, AR 72745

Mailing Address

Po Box 1515, Lowell, AR 72745

Phone Number

(888) 916-2121

Established

Arkansas since 07/11/1996

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

# of Employees

238

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM BROCHURE OF ARVEST WEALTH MANAGEMENT (3/30/2026)

Direct owners and executive officers

NamePositionCRD#
ARVEST BANKOWNER—
BAKER, JENNIFER W.DIRECTOR8305841
BREWER, GRETCHEN DAPHYNEFINANCIAL AND OPERATIONAL PRINCIPAL AND PRINCIPAL FINANCIAL OFFICER5089523
CAIN, KENDRA BRADFORDCHIEF COMPLIANCE OFFICER4580246
CAIN, KENDRA BRADFORDDIRECTOR4580246
COTTRELL, ASA ANDERSONCHIEF EXECUTIVE OFFICER, CHAIRMAN, DIRECTOR2151839
CRAIN, BRADLEY JEANDIRECTOR5203394
DERRYBERRY, DEE GARRISONDIRECTOR4013705
DERRYBERRY, DEE GARRISONCOO4013705
HAYS, KIRK JODELLDIRECTOR8156910
JAMES, CARA CLUGSTONDIRECTOR7249296
LIPSCOMB, TABITHA HUBBSDIRECTOR4347525
MACHEN, JAMES MATTHEWDIRECTOR4882241
MORBECK, AMY MARIEDIRECTOR7972656
PAROUBEK, YURIK IVERDIRECTOR8206030
PAYNE, KARLADIRECTOR4725253
PERRON, JOHN ARLEIGHARVEST1 MANAGER / MANAGER OF CLIENT SERVICES, MUNICIPAL PRINCIPAL3159317
PERRON, JOHN ARLEIGHPRINCIPAL OPERATIONS OFFICER3159317
PERRON, JOHN ARLEIGHREGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROSFP)3159317
PERRON, JOHN ARLEIGHPRIVATE SECURITIES OFFERINGS PRINCIPAL3159317
ROGERS, DONNY RAY JRPRESIDENT INVESTMENT SERVICES, SECRETARY OF BOARD, DIRECTOR2602108
ROOKER, BARRY CHRISTOPHERSENIOR DIRECTOR OF SALES/DIRECTOR3262999
SHEPARD, RODNEY LEMANDIRECTOR7884866
SMITH, BRIAN ANDREWDIRECTOR, EXECUTIVE VICE PRESIDENT, SENIOR DIRECTOR OF SALES, DIRECTOR OF RETIREMENT PLAN CONSULTING2888485
WILKINS, AILEEN MUSHINSKIDIRECTOR8305773

Regulatory Assets Under Management

Total Number of Accounts

8,453

AUM (Assets Under Management)

$3,439,741,668

Disclosures

Regulatory Event

3

Arbitration

1

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
10/20/2025Cover PageReport
01/13/2025Cover PageReport
10/20/2023Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) WLC Properties, LLC; Not investment related; Located at: 815 Eastern Hills Drive, Greenwood, AR 72936; Managing Member; Nature of the other Business: Private; Started 8/26/2015; I spend approx 1 Hour/month, Zero during Trading Hours; Duties: Obtaining loans for property purchases, remodeling, upkeep and maintenance of properties; Compensation: Yes 2) 4D Legacy Investments, LLC (DBA Razorback Self Storage); Not investment related; Located at: 2408 W Center, Greenwood, AR 72936; Managing Member; Nature of the other Business: Private; Started 3/29/2016; I spend approx 1 Hour/month, Zero during Trading Hours; Duties: Would only be to fill-in if needed with any sales/service after hours; Compensation: Yes 3) 4D Beach Properties; Not investment related; Located at 2408 W Center, Greenwood, AR 742936; Owner/Managing Member, Season inspection/maintenance. Website www.sunsetshorepcb.com; Nature of other business: Private; Started: 5/7/2018; I spend approx less than 10 hours per month, Zero during trading hours; Compensation: Yes 4) 4D Lake Holdings, LLC; Not investment related; Located at: PO Box 996 Greenwood, AR 72936; Managing Member; Nature of the other Business: Rental Property; Started 5/24/2024; I spend 1 Hour/month, Zero during trading hours; Owner/Member with duties of occasional maintenance, oversight and decision making

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ARVEST WEALTH MANAGEMENT

ARVEST ASSET MANAGEMENT | ARVEST WEALTH MANAGEMENT | ARVEST INVESTMENTS, INC.

CRD#: 42057 / SEC#: 801-63738, 8-49677
RIA
Registered Investment Advisory firm - SEC (1/3/2005 Approved)
Arkansas
Registered Investment Advisory firm - SEC (1/4/2005 Terminated)
Oklahoma
Registered Investment Advisory firm - SEC (1/7/2005 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arkansas
(2/14/2017)
IAR
Arkansas
(2/22/2017)
RR
Kansas
(2/14/2017)
RR
Massachusetts
(2/12/2026)
RR
Missouri
(2/14/2017)
RR
Oklahoma
(2/14/2017)
RR
Utah
(2/12/2026)
RR
Washington
(3/16/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2002About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Dec 2001About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 2006About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Darin Andrew Drennan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Darin Andrew Drennan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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DD
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