Jason M. Bezon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jason Matthew Bezon, who also goes by Jason Bezon, was a registered financial professional .
Jason is a previously registered financial professional and started their career in finance in 2001. Jason had worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 86 and Series 87 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2020 - July 29, 2024
TD AMERITRADE, INC.
October 23, 2020 - October 21, 2024
TD AMERITRADE CLEARING, INC.
February 3, 2014 - April 18, 2026
CHARLES SCHWAB & CO., INC.
December 11, 2006 - May 9, 2007
J.P. MORGAN SECURITIES INC.
July 31, 2006 - November 29, 2006
PRUDENTIAL EQUITY GROUP, LLC
October 16, 2001 - November 7, 2001
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 83 |
| Civil Event | 1 |
| Arbitration | 144 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
