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AY

Ajay Yadav

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CRD#: 4464620
AY

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ajay Yadav was a registered financial professional .

Ajay is a previously registered financial professional and started their career in finance in 2001. Ajay had worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

June 6, 2019 - September 2, 2025

METHUSELAH CAPITAL LLC

BD
CRD#: 168752
NEW YORK, NY
Past

November 20, 2001 - November 2, 2018

LAZARD FRERES & CO. LLC

BD
CRD#: 2528
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/17/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/19/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/2/2009
General Securities Principal Examination

Current Firm

MC
METHUSELAH CAPITAL LLC
METHUSELAH CAPITAL LLC

CRD#: 168752 / SEC#: , 8-69327

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
2037 S 4130 W Suite D & E, Salt Lake City, UT 84104
Mailing Address
2037 S 4130 W Suite Suite D & E, Salt Lake City, UT 84104
Phone number
(435) 414-1338
Established
Nevada since 06/27/2013
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
METHUSELAH ADVISORS LLCMANAGING MEMBER
CHACHAS, JOHN GREGORYCHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER2095394
ROMERO, MONIQUE VICTORIAFINOP6712654
ZACHARY, LOUIS GEORGE JRINVESTMENT BANKING PRINCIPAL1416934

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

METHUSELAH CAPITAL LLC

CRD#: 168752

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