Thomas H. Grimstad
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Hayden Grimstad JR, who also goes by Thomas Hamden Grimstad Jr., Thomas Hamden Grimstad Jr., was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2001. Thomas had worked at 9 firms and has passed the Series 63, SIE, Series 79, Series 55, Series 25 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2018 - December 13, 2018
GT SECURITIES, INC.
December 1, 2014 - April 7, 2016
NOBLE CAPITAL MARKETS, INC.
March 4, 2014 - November 17, 2014
DREXEL HAMILTON, LLC
June 13, 2013 - March 5, 2014
MERRIMAN CAPITAL, INC.
October 28, 2009 - May 21, 2013
C.K. COOPER & COMPANY, INC.
October 8, 2008 - October 19, 2009
RAYMOND JAMES & ASSOCIATES, INC.
April 21, 2008 - September 30, 2008
JONESTRADING
June 21, 2005 - April 18, 2008
MERRIMAN CAPITAL, INC.
February 11, 2003 - June 27, 2005
ROTH CAPITAL PARTNERS, LLC
October 16, 2001 - February 4, 2003
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/14/2003
Limited Representative-Equity Trader ExamSeries 25
Date: 5/9/2002
NYSE Trading Assistant ExaminationCurrent Firm
GT SECURITIES, INC.
CRD#: 116012 / SEC#: , 8-53527
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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