Jomjai Srisomburananont
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jomjai Srisomburananont, who also goes by Jomjai Srisomburanamont, J Srisomburananont, Jj Srisomburananont, Jom Srisomburananont, was a registered financial professional .
Jomjai is a previously registered financial professional and started their career in finance in 2018. Jomjai had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2021 - June 6, 2023
WAVE DIGITAL ASSETS LLC
January 22, 2019 - July 21, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 4, 2018 - July 21, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
WAVE DIGITAL ASSETS LLC
CRD#: 305726 / SEC#: 801-121282
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/16/2024
General Securities Representative ExaminationCurrent Firm
WAVE DIGITAL ASSETS LLC
CRD#: 305726 / SEC#: 801-121282
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 351,570,475 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
