Benjamin J. Tew
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin John Tew was a registered financial advisor .
Benjamin is a previously registered financial advisor and started their career in finance in 2002. Benjamin had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 29, 2003 - May 4, 2004
GROVE POINT INVESTMENTS, LLC
July 29, 2003 - May 4, 2004
GROVE POINT INVESTMENTS, LLC
January 27, 2003 - July 23, 2003
IFG ADVISORY SERVICES INC
January 27, 2003 - July 23, 2003
IFG NETWORK SECURITIES, INC.
March 6, 2002 - January 24, 2003
WADDELL & REED
January 2, 2002 - January 24, 2003
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
