RR
Richard S. Reid
GRADIENT SECURITIES
Oakdale, MN 55128
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CRD#: 4464300
RR
Professional summary
Richard Scott Reid, who also goes by R Scott Reid, Richard Scott Reid, is a registered financial advisor currently at GRADIENT SECURITIES, LLC located in Oakdale, Minnesota.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Richard has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
R Scott Reid | Richard Scott Reid
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)SCOTT REID CPA'S; NON-INVT REL; 2400 W COUNTY RD D SUITE 130, ROSEVILLE MN 55112; TAX & ACCOUNTING; OWNER; START 01/2008; 200 HRS/MO; 160 HRS/MO DURING TRADING; TAX & ACCOUNTING SERVICES.
2)REID PROPERTIES, LLC; NON-INVT REL; 2400 W COUNTY RD D SUITE 130, ROSEVILLE MN 55112; RENTAL REAL ESTATE; OWNER; START 01/2009; 10 HRS/MO; RENTAL PROPERTY.
3)SCOTT & SARAH INVESTMENTS, LLC; NON-INVT REL; 2400 W COUNTY RD D SUITE 130, ROSEVILLE MN 55112; MASTER FRANCHISE FOR HIGH-END GRAPHIC PRINTING; OWNER; START 01/2011; 2 HRS/MO; PRINTING.
4)WORLD LINK ASSOCIATES; NONINVT REL; NON-PROFIT SERVICE ORGANIZATION; TREASURER; START 01/2000; 2 HRS/MO.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Scott Reid's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Richard Scott Reid's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 4, 2015 - Present
GRADIENT SECURITIES, LLC
Office #1: 924 Inwood Avenue N, Oakdale, MN 55128RIA
BD
CRD#: 127701
Oakdale, MN
Current
September 24, 2013 - Present
GRADIENT SECURITIES, LLC
Office #1: 924 Inwood Avenue N, Oakdale, MN 55128RIA
BD
CRD#: 127701
Oakdale, MN
Past
January 9, 2014 - April 28, 2015
GRADIENT ADVISORS, LLC
RIA
CRD#: 152665
ROSEVILLE, MN
Past
February 1, 2010 - September 25, 2013
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
ROSEVILLE, MN
Past
November 20, 2001 - February 1, 2010
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
ROSEVILLE, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
CRD#: 127701 / SEC#: 801-80807, 8-66032
RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Minnesota(9/24/2013)
IAR
Minnesota(5/4/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GRADIENT SECURITIES, LLC
GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT
CRD#: 127701 / SEC#: 801-80807, 8-66032
RIA
Registered Investment Advisory firm - SEC (1/8/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Mailing Address
4105 Lexington Avenue Suite 380, Arden Hills, MN 55126
Phone number
(866) 991-1539
Established
Delaware since 04/09/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
62
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 7,322 |
| AUM (Assets Under Management) | $ 591,069,287 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
