Efrain Oliveras
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Efrain Oliveras, who also goes by Efrain Oliveras Jr., Efrain Oliveras Jr., was a registered financial professional .
Efrain is a previously registered financial professional and started their career in finance in 2002. Efrain had worked at 3 firms and has passed the Series 63, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2010 - May 24, 2013
LIGHTSPEED TRADING, LLC
October 30, 2002 - May 25, 2010
NOBLETRADING.COM, INC.
March 27, 2002 - December 31, 2003
WHITE PACIFIC SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LIGHTSPEED TRADING, LLC
CRD#: 35519 / SEC#: , 8-46795
Contact information
Documents
Disclosures
| Regulatory Event | 19 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
