RP
Robin K. Patalon
SC&H WEALTH
SPARKS, MD 21152
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CRD#: 4464101
RP
Professional summary
Robin Kay Patalon, CFP®, who also goes by Robin Kay Ritter, is a registered financial advisor currently at SC&H WEALTH located in Sparks, Maryland.
Robin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Robin has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robin Kay Ritter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SC&H GROUP, INC. // NOT INVESTMENT RELATED // 910 RIDGEBROOK ROAD; SPARKS, MD 21152 // SC&H GROUP, A TAX, AUDIT, CONSULTING AND INVESTMENT BANKING FIRM, IS THE PARENT COMPANY OF SC&H FINANCIAL ADVISORS, INC. ROBIN PATALON IS A DIRECTOR OF SC&H GROUP. SC&H GROUP IS THE EMPLOYER, BENEFITS AND PAYROLL PROVIDER FOR ALL SC&H EMPLOYEES. SC&H GROUP ALSO ORGANIZES AND DIRECTS CERTAIN CORPORATE, SOCIAL, COMMUNITY SERVICE AND TRAINING ACTIVITIES IN WHICH ALL SC&H EMPLOYEES MAY PARTICIPATE. // DIRECTOR SINCE 2016 // HOURS AS NEEDED IN THE NORMAL COURSE OF BUSINESS // DIRECTOR DUTIES INCLUDE THE GENERAL MANAGEMENT AND COORDINATION OF THE FIRM'S BUSINESS ACTIVITIES AND SERVICE ON THE BOARD OF DIRECTORS. 2) CERTIFIED PUBLIC ACCOUNTANT // NOT INVESTMENT RELATED // 910 RIDGEBROOK ROAD; SPARKS, MD 21152 // ROBIN PATALON PROVIDES TAX PLANNING AND ACCOUNTING SERVICES TO CLIENTS OF BOTH SC&H FINANCIAL ADVISORS, INC. AND SC&H GROUP, INC. // HOURS AS NEEDED IN THE NORMAL COURSE OF BUSINESS, WHICH CAN BE SUBSTANTIAL AROUND TAX FILING DEADLINES AND INCLUDES TIME DURING SECURITIES TRADING HOURS. // DUTIES PRIMARILY INCLUDE PREPARATION AND FILING OF INDIVIDUAL AND INVESTMENT PARTNERSHIP FEDERAL AND STATE INCOME TAX RETURNS, AS WELL AS RELATED TAX PLANNING AND RESEARCH. 3) LICENSED INSURANCE AGENT // INVESTMENT RELATED // 910 RIDGEBROOK ROAD; SPARKS, MD 21152 // SALE OF INSURANCE-RELATED PRODUCTS // AGENT // HOURS AS NEEDED IN COURSE OF NORMAL BUSINESS, MOST OF WHICH WILL BE DURING TRADING HOURS // DUTIES INCLUDE MAINTAINING APPOINTMENTS WITH CARRIERS AND THE SALE OF INSURANCE PRODUCTS TO CLIENTS WHERE APPROPRIATE. 4) KENNEDY KRIEGER INSTITUTE PLANNED GIVING COUNCIL // NOT INVESTMENT RELATED // 707 N. BROADWAY; BALTIMORE, MD 21205 // FUNDRAISING // MEMBER // 11/2016 // 1 HR/MONTH // 0-1 HR/MONTH DURING TRADING HOURSE // DUTIES INCLUDE ASSISTING WITH FUNDRAISING. 5) YOGA TEACHER // NOT INVESTMENT RELATED // NO CURRENT ADDRESS // TEACHING // YOGA TEACHER // 9/2016 // 2 HRS/MONTH // 0 HRS DURING TRADING HOURS // ROBIN PATALON IS AVAILABLE TO TEACH YOGA CLASS IF STUDIOS NEED A SUBSTITUTE. 6) MACPA PERSONAL FINANCIAL PLANNING COMMITTEE // NOT INVESTMENT RELATED // 901 DULANEY VALLEY ROAD, SUITE 800; TOWSON, MD 21204 // CPA RESOURCE // COMMITTEE MEMBER // RELATIONSHIP: VOLUNTEER // 2 HRS PER MONTH // 0 HRS DURING TRADING HOURS // DUTIES INCLUDE ATTENDING MEETINGS AND EVENTS.
CRS (Client Relationship Summary) - RIA
Click below to view Robin Kay Patalon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 13, 2002 - Present
SC&H WEALTH
Office #1: 910 Ridgebrook Road, Sparks, MD 21152RIA
CRD#: 120666
SPARKS, MD
Past
November 16, 2009 - October 18, 2017
TRIAD ADVISORS LLC
BD
CRD#: 25803
SPARKS, MD
Past
November 13, 2008 - October 23, 2009
SC&H CAPITAL CORPORATION
BD
CRD#: 148291
COLUMBIA, MD
Past
March 18, 2002 - November 16, 2009
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
SPARKS, MD
Past
December 13, 2001 - November 16, 2009
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
SPARKS, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SC&H WEALTH
SC & H CAPITAL ADVISORS, INC. | SC&H WEALTH | SC&H FINANCIAL ADVISORS, INC. | SC&H CORE
CRD#: 120666 / SEC#: 801-69985
RIA
Registered Investment Advisory firm - (3/16/2009 Approved)Maryland
Registered Investment Advisory firm - (3/23/2009 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/24/2009 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(11/13/2002)
IAR
Texas(5/13/2021)
IAR
Virginia(1/2/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
SW
SC&H WEALTH
SC & H CAPITAL ADVISORS, INC. | SC&H WEALTH | SC&H FINANCIAL ADVISORS, INC. | SC&H CORE
CRD#: 120666 / SEC#: 801-69985
RIA
Registered Investment Advisory firm - (3/16/2009 Approved)Maryland
Registered Investment Advisory firm - (3/23/2009 Terminated)Pennsylvania
Registered Investment Advisory firm - (3/24/2009 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
910 Ridgebrook Road, Sparks, MD 21152-9390
Mailing Address
Phone number
(410) 403-1500
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,057 |
| AUM (Assets Under Management) | $ 1,128,274,401 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/20/2024 | ||
| 01/02/2024 | ||
| 11/17/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SC&H WEALTH
CRD#: 120666Sparks, MD 21152TRUST BUT VERIFY
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