Christopher J. Dede
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher John Dede, CFP®, who also goes by Chris Dede, Christopher Dede, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2001. Christopher had worked at 12 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2021 - December 23, 2025
VANGUARD ADVISERS, INC.
February 1, 2021 - December 23, 2025
VANGUARD MARKETING CORPORATION
October 6, 2017 - November 25, 2019
CHARLES SCHWAB & CO., INC.
October 5, 2017 - November 25, 2019
CHARLES SCHWAB & CO., INC.
June 1, 2016 - September 15, 2017
OSAIC WEALTH, INC.
May 8, 2012 - September 15, 2017
OSAIC WEALTH, INC.
January 2, 2008 - October 29, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
March 21, 2006 - May 11, 2012
OSAIC SERVICES, INC.
October 31, 2005 - May 11, 2012
OSAIC SERVICES, INC.
August 6, 2003 - December 31, 2004
SPELMAN & CO., INC.
August 6, 2003 - December 31, 2004
SENTRA SECURITIES CORPORATION
August 6, 2003 - October 31, 2005
SUNAMERICA SECURITIES, INC.
March 10, 2003 - August 11, 2003
WAMU INVESTMENTS, INC.
November 12, 2001 - October 17, 2002
IDS LIFE INSURANCE COMPANY
November 12, 2001 - October 17, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
