Christopher Rawson
TITLEIST ASSET MANAGEMENT
The Woodlands, TX 77382
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CRD#: 4463905
Professional summary
Christopher Rawson, CFP® is a registered financial advisor currently at TITLEIST ASSET MANAGEMENT, LLC located in The Woodlands, Texas and TITLEIST CAPITAL, LLC located in The Woodlands, Texas.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Christopher has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Christopher Rawson | Investment Related | 616 E. 12th St., Houston, TX 77008 | Rental Real Estate | Home Owner | 2005 | Approximately 1 hour per month devoted to other business activity, none of which are during securities trading hours | Compensated | Contract Signatory Authority | Duties include fixing problems with the house when they arise. TENNIS EQUITIES-77 KENSICO DR MT KISCO NY 10549-FITNESS CLUB-SHAREHOLDER IN FAMILY BUS.-NOT INVESTMENT RELATED OR DURING WORKING HOURS. Vision Bases Planning, LLC; Investment Related; 3310 Katy Fwy., Ste. 340, Houston, TX 77007; Financial Planning; Start Date: 11/01/2015; 160 hours devoted to other business activity; 160 hours devoted to other business activity during securities trading hours; Compensated; Contractual & Banking/Checking Signatory Authority; Duties include acquiring & retaining Financial Planning clients. CANDLELIGHT INVESTMENT PARTNERS, L.P. | Investment Related | 5090 Richmond Ave., Ste 314, Houston, TX 77056 | Real Estate Portfolio | Investor | State Date: 9/01/2019 | Approximately 1 hour per month devoted to this activity, none of which are during securities trading hours | Compensated | No duties required. Saw Mill Sports Management Fitness Company Shareholder/Limited Partner Since 0/2003 Not Investment Related TITLEIST CAPITAL, LLC AUSTIN TX BROKER DEALER REGISTERED REPRESENTATIVE SINCE 07/2017 INVESTMENT RELATED TITLEIST ASSET MANAGEMENT, LLC AUSTIN TX INVESTMENT ADVISER INVESTMENT ADVISER REPRESENTATIVE SINCE 02/2023 INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
March 1, 2023 - Present
TITLEIST ASSET MANAGEMENT, LLC
Office #1: 8111 Ashland Way Suite 219, The Woodlands, TX 77382RIA
CRD#: 323567
The Woodlands, TX
Current
July 25, 2017 - Present
TITLEIST CAPITAL, LLC
Office #1: 8111 Ashlane Way Suite 219, The Woodlands, TX 77382BD
CRD#: 126136
The Woodlands, TX
Past
July 25, 2017 - August 8, 2023
TITLEIST CAPITAL, LLC
RIA
CRD#: 126136
SAN ANTONIO, TX
Past
October 9, 2009 - July 25, 2017
INVESTMENT PROFESSIONALS, INC.
RIA
CRD#: 30184
HOUSTON, TX
Past
October 9, 2009 - July 25, 2017
INVESTMENT PROFESSIONALS, INC.
BD
CRD#: 30184
HOUSTON, TX
Past
January 21, 2002 - October 13, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
THE WOODLANDS, TX
Past
January 1, 2002 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
January 1, 2002 - October 13, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
THE WOODLANDS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TITLEIST ASSET MANAGEMENT, LLC
BLUM AND WHITE WEALTH MANGEMENT, LLC | VISION BASED PLANNING, LLC | TITLEIST WEALTH MANAGEMENT, LLC | TITLEIST ASSET MANAGEMENT, LLC | R JUDD WEALTH MANAGEMENT, LLC | PARAGON PRIVATE WEALTH GROUP LLC | MOSAIC FINANCIAL ADVISERS, LLC | MAY CAPITAL, LLC | KEYSTONE WEALTH MANAGEMENT, LLC | HIGHPOINT WEALTH ADVISORS | ENSEMBLE FINANCIAL, INC. | CONCIERGE WEALTH | BRADY WEALTH MANAGEMENT
CRD#: 323567 / SEC#: 801-126953
RIA
Registered Investment Advisory firm - (11/25/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(7/25/2017)
IAR
Texas(3/1/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TITLEIST ASSET MANAGEMENT, LLC
BLUM AND WHITE WEALTH MANGEMENT, LLC | VISION BASED PLANNING, LLC | TITLEIST WEALTH MANAGEMENT, LLC | TITLEIST ASSET MANAGEMENT, LLC | R JUDD WEALTH MANAGEMENT, LLC | PARAGON PRIVATE WEALTH GROUP LLC | MOSAIC FINANCIAL ADVISERS, LLC | MAY CAPITAL, LLC | KEYSTONE WEALTH MANAGEMENT, LLC | HIGHPOINT WEALTH ADVISORS | ENSEMBLE FINANCIAL, INC. | CONCIERGE WEALTH | BRADY WEALTH MANAGEMENT
CRD#: 323567 / SEC#: 801-126953
RIA
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Contact information
Main Address
777 E. Sonterra Blvd., Suite 330, San Antonio, TX 78258
Mailing Address
Phone number
(210) 826-2424
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,813 |
| AUM (Assets Under Management) | $ 2,430,293,058 |
Red Flags
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Company Information
TITLEIST ASSET MANAGEMENT, LLC
CRD#: 323567The Woodlands, TX 77382TRUST BUT VERIFY
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