Russell D. Thornock
Professional summary
Russell David Thornock was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Russell David Thornock was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 1971. Russell had worked at 3 firms and has passed the Series 63, Series 1, Series 24, Series 39, F04 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 1996 - December 31, 2009
UINTA INVESTMENTS, INC.
February 16, 1993 - November 1, 1995
STITELER INVESTMENTS, INC.
April 25, 1978 - June 10, 1992
STITELER INVESTMENTS, INC.
April 28, 1971 - June 4, 1978
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 4/24/1971
Registered Representative ExaminationF04
Date: 8/26/1978
Financial Principal ExaminationSeries 40
Date: 2/27/1978
Registered Principal ExaminationCurrent Firm
UINTA INVESTMENTS, INC.
CRD#: 39954 / SEC#: , 8-48910
Contact information
Documents
Disclosures
| Arbitration | 1 |
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