RC
Ronald G. Cooper
EAGLE STRATEGIES LLC
DANVERS, MA 01923
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CRD#: 4463620
RC
Professional summary
Ronald Gene Cooper JR, CFP®, CLU® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Danvers, Massachusetts and NYLIFE SECURITIES LLC located in Danvers, Massachusetts.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Ronald has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; START DATE 05/2005; INSURANCE BROKER; INVESTMENT RELATED] [Sleeper Sunshine LLC; This is a rental property that I purchased and am in the process of putting into an LLC. I am the sole member of the LLC. Rental income will come to me. I receive no compensation as a member of the LLC.; 33 Sleeper St, # 209 Boston, MA 02110; Start Date 07/2022; Role/Title: Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; collect rent] [The Real Team Awesome LLC; This company solely exists to pay my staff for my financial planning work at NYL and Eagle Strategies. LLC, and fixed brokerage business. No business gets run through it, nor is it used for any activity other than payroll and paying office expenses.; 150A Andover St., Suite 7B, Danvers, MA 01923; Start Date 01/2024; Role/Title: Owner; Investment Related; 2 hours per month; 2 hours per month during securities trading hours; I pay payroll and office expenses out of this LLC.][TRTA Realty LLC; This will be a rental commercial property. Some of the property will be used to rent to tenants. Some will be used for my own office space and my staff for my NYL/Eagle Strategies work. ; 150A Andover St, Suite 7, Danvers, MA 01923; Start Date 08/2024; Role/Title: Partner; Investment Related; 1 hours per month; 1 hours per month during securities trading hours; oversee investment]
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Gene Cooper JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
October 18, 2005 - Present
EAGLE STRATEGIES LLC
Office #1: 150a Andover St Suite 7b, Danvers, MA 01923RIA
CRD#: 110826
DANVERS, MA
Current
November 2, 2001 - Present
NYLIFE SECURITIES LLC
Office #1: 150a Andover St Suite 7a, Danvers, MA 01923BD
CRD#: 5167
DANVERS, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/20/2015)
RR
Arkansas(1/21/2011)
RR
California(9/5/2013)
RR
Colorado(4/29/2013)
RR
Connecticut(3/21/2012)
RR
Delaware(1/4/2021)
RR
District of Columbia(3/18/2015)
RR
Florida(1/20/2011)
RR
Georgia(1/13/2020)
RR
Idaho(2/28/2017)
RR
Illinois(11/21/2011)
RR
Indiana(12/11/2014)
RR
Iowa(2/10/2020)
RR
Maine(11/3/2014)
RR
Maryland(9/19/2012)
RR
Massachusetts(11/19/2001)
IAR
Massachusetts(10/18/2005)
RR
Michigan(9/30/2014)
RR
Minnesota(8/5/2014)
RR
Missouri(3/21/2012)
RR
Nebraska(2/23/2022)
RR
New Hampshire(4/12/2011)
RR
New Jersey(1/26/2016)
RR
New York(1/10/2013)
RR
North Carolina(4/11/2014)
RR
Ohio(10/7/2021)
RR
Oregon(8/13/2013)
RR
Pennsylvania(3/21/2012)
RR
Rhode Island(4/30/2014)
RR
South Carolina(1/26/2015)
RR
Tennessee(1/3/2023)
RR
Texas(4/4/2013)
IAR
Texas(6/19/2017)
RR
Utah(4/23/2019)
RR
Vermont(8/7/2020)
RR
Virginia(7/10/2014)
RR
Washington(1/31/2024)
RR
Wisconsin(3/21/2012)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Danvers, MA 01923TRUST BUT VERIFY
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