AF
Andrew W. Frevert
UNITED ADVISOR GROUP
Franklin, TN 37067
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CRD#: 4463588
AF
Professional summary
Andrew William Frevert, who also goes by Andrew William Frevert III, Drew Frevert, is a registered financial advisor currently at UNITED ADVISOR GROUP located in Franklin, Tennessee and PURSHE KAPLAN STERLING INVESTMENTS located in Franklin, Tennessee.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Andrew has worked at 9 firms and has passed the Series 66, Series 79TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew William Frevert Iii | Drew Frevert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ASCENSION FINANCIAL PARTNERS, 302 Innovation Drive Suite 310, Franklin, TN 37067, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,04/05/21, INV REL, 2 HR/WK- 2/TRADING HR. 2) United Advisor Group DBA Ascension Financial Partners. Investment Related. 302 Innovation Drive Suite 310, Franklin, TN 37067. Investment Advisor Representative. Partner. 07/2023. Hrs/month 160 all during trading hours. Investment Related and Securities 3) PKS Financial. Investment Related. 302 Innovation Drive, Ste. 310 Franklin, TN 37067. Fixed/Traditional Insurance. Agent. 07/2023. Hrs/month 10 all during trading hours. Sales of fixed/traditional insurance products. 4) Fixed Insurance. Investment Related. 302 Innovation Drive, Ste. 310 Franklin, TN 37067. Fixed/Traditional Insurance. Agent. 07.2023. Hrs/month 2 all during trading hours. Life Insurance Sales.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew William Frevert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 19, 2023 - Present
UNITED ADVISOR GROUP
Office #1: 302 Innovation Drive Suite 310, Franklin, TN 37067RIA
CRD#: 324205
Franklin, TN
Current
July 18, 2023 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 302 Innovation Drive Suite 310, Franklin, TN 37067BD
CRD#: 35747
Franklin, TN
Past
June 17, 2022 - July 26, 2023
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Franklin, TN
Past
March 31, 2021 - July 26, 2023
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Franklin, TN
Past
March 12, 2020 - March 31, 2021
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
Brentwood, TN
Past
March 4, 2009 - January 8, 2020
CION SECURITIES, LLC
BD
CRD#: 15487
NEW YORK, NY
Past
December 17, 2003 - December 8, 2008
ALLIANCEBERNSTEIN L.P.
RIA
CRD#: 108477
NEW YORK, NY
Past
November 7, 2003 - December 1, 2008
ALLIANCEBERNSTEIN INVESTMENTS, INC.
BD
CRD#: 14549
NEW YORK, NY
Past
May 16, 2002 - June 20, 2003
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
TOMS RIVER, NJ
Past
November 30, 2001 - June 20, 2003
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UA
UNITED ADVISOR GROUP
ASCENSION FINANCIAL PARTNERS | WEALTH BY DESIGN | VERTICAL WEALTH PLANNING | UNITED ADVISOR GROUP, LLC | UNITED ADVISOR GROUP | TASIK FINANCIAL STRATEGIES | SUNSET WEALTH MANAGEMENT | STRATEGIC FINANCIAL | SORENSEN FINANCIAL | RJ BEUCLER FINANCIAL | RIGHTSELL & COMPANY | PLUM CREEK WEALTH ADVISORS | MUSTARD MONEY, LLC | MURPHY FINANCIAL GROUP | MICHIANA FINANCIAL PARTNERS, LLC DBA ZAYA WEALTH | MIAMI VALLEY FINANCIAL PARTNERS | LEGACY WEALTH MANAGEMENT, INC. | LEGACY WEALTH MANAGEMENT | KO-ADVISORS | IRONSIDE STRATEGIES | FTACEK FINANCIAL SERVICES | FRONTLINE WEALTH CARE | FLAT IRON WEALTH MANAGEMENT | DESERT GROVE INVESTMENTS | BOVE CONNOLLY TAYLOR FINANCIAL GROUP | BHT WEALTH MANAGEMENT | BENEFIT FINANCIAL SERVICES
CRD#: 324205 / SEC#: 801-127090
RIA
Registered Investment Advisory firm - (1/5/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/3/2025)
RR
Arkansas(9/26/2025)
RR
Florida(7/18/2023)
RR
Kentucky(7/18/2023)
RR
Maine(7/18/2023)
RR
Tennessee(7/18/2023)
IAR
Tennessee(7/19/2023)
RR
Texas(7/18/2023)
RR
West Virginia(7/18/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
UA
UNITED ADVISOR GROUP
ASCENSION FINANCIAL PARTNERS | WEALTH BY DESIGN | VERTICAL WEALTH PLANNING | UNITED ADVISOR GROUP, LLC | UNITED ADVISOR GROUP | TASIK FINANCIAL STRATEGIES | SUNSET WEALTH MANAGEMENT | STRATEGIC FINANCIAL | SORENSEN FINANCIAL | RJ BEUCLER FINANCIAL | RIGHTSELL & COMPANY | PLUM CREEK WEALTH ADVISORS | MUSTARD MONEY, LLC | MURPHY FINANCIAL GROUP | MICHIANA FINANCIAL PARTNERS, LLC DBA ZAYA WEALTH | MIAMI VALLEY FINANCIAL PARTNERS | LEGACY WEALTH MANAGEMENT, INC. | LEGACY WEALTH MANAGEMENT | KO-ADVISORS | IRONSIDE STRATEGIES | FTACEK FINANCIAL SERVICES | FRONTLINE WEALTH CARE | FLAT IRON WEALTH MANAGEMENT | DESERT GROVE INVESTMENTS | BOVE CONNOLLY TAYLOR FINANCIAL GROUP | BHT WEALTH MANAGEMENT | BENEFIT FINANCIAL SERVICES
CRD#: 324205 / SEC#: 801-127090
RIA
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Contact information
Main Address
8170 Corporate Park Dr. Suite 300, Cincinnati, OH 45242
Mailing Address
Phone number
(888) 242-4912
Established
Firm type
Fiscal year end
# of Employees
61
SEC notice filing (36 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,875 |
| AUM (Assets Under Management) | $ 1,091,628,945 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
