AR
Alan L. Resch
PACKERLAND BROKERAGE SERVICES
Birnamwood, WI 54409
Some features on this profile are disabled
CRD#: 4463486
AR
Professional summary
Alan Lee Resch, who also goes by Alan Resch, is a registered financial advisor currently at PACKERLAND BROKERAGE SERVICES, INC. located in Birnamwood, Wisconsin.
Alan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Alan has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Alan Resch
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)RESCH BIRAMWOOD INSURANCE AGENCY; INVT REL; 383 MAIN ST BIRNAMWOOD, WI 54414 INSURANCE; PRESIDENT/OWNER; START 01/1996; 110 HRS/MO; 110 HRS/MO DURING TRADING; INSURANCE SALES. 2) WHITE INSURANCE AGENCY INC 383 MAIN STREET BIRNAMWOOD, WI 54414 PROPERTY AND CASUALTY SALES/OWNER NON-INVESTMENT RELATED 3) T.E.A. PROPERTIES, LLC; INVT REL; 383 MAIN ST BIRNAMWOOD WI 54414; RENTAL OF INSURANCE OFFICES; PRESIDENT; START 01/01/2016; 0 HR/MO; 0 HR/MO DURING TRADING; COMMERICAL PROPERTY MANAGEMENT GROUP, LEASE OUT PART OF BUILDING. 4) STEWARDSHIP FINANCIAL 383 MAIN ST BIRNAMWOOD, WI 54414 TITLE: AGENT DUTIES: LIFE, HEALTH, DISABILITY, AND ANNUIITES HOURS DEVOTED: 20 HOURS, DURING SECURITY TRADING HOURS START DATE: 1/1/2017 INVESTMENT AND INSURANCE RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Alan Lee Resch's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Alan Lee Resch's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 12, 2017 - Present
PACKERLAND BROKERAGE SERVICES, INC.
Office #1: 383 Main Street, Birnamwood, WI 54409RIA
BD
CRD#: 37031
Birnamwood, WI
Current
January 12, 2017 - Present
PACKERLAND BROKERAGE SERVICES, INC.
Office #1: 383 Main Street, Birnamwood, WI 54409RIA
BD
CRD#: 37031
Birnamwood, WI
Past
September 28, 2015 - December 31, 2016
GRADIENT SECURITIES, LLC
RIA
CRD#: 127701
BIRNAMWOOD, WI
Past
July 1, 2014 - October 30, 2014
INSTITUTE FOR WEALTH ADVISORS, INC.
RIA
CRD#: 149347
BIRNAMWOOD, WI
Past
October 3, 2013 - December 31, 2016
GRADIENT SECURITIES, LLC
BD
CRD#: 127701
BIRNAMWOOD, WI
Past
January 4, 2010 - July 1, 2013
G. A. REPPLE & COMPANY
BD
CRD#: 17486
BIRNAMWOOD, WI
Past
September 2, 2003 - December 31, 2009
PACKERLAND BROKERAGE SERVICES, INC.
BD
CRD#: 37031
BIRNAMWOOD, WI
Past
October 16, 2001 - July 22, 2003
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Wisconsin(1/12/2017)
IAR
Wisconsin(1/12/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
432 Security Blvd. Ste. 101, Green Bay, WI 54313-9709
Mailing Address
432 Security Blvd., Green Bay, WI 54313
Phone number
(920) 662-9500
Established
Wisconsin since 07/11/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
286
SEC notice filing (47 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KELLY, ZACHARY P | DIRECTOR, SHAREHOLDER, CEO, BOARD PRESIDENT & SECRETARY | 5263665 |
| VAN ESS, WILLIAM SCOTT | DIRECTOR, SHAREHOLDER, CHAIRMAN OF THE BOARD | 1929840 |
| WESTENBERG, STEVEN G | DIRECTOR, SHAREHOLDER, VICE CHAIRMAN , TREASURER | 2440924 |
| BOSTWICK, KAREN P | SHAREHOLDER | 2643853 |
| DOELGER, AARON ANDREW | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | 4357639 |
Regulatory assets under management
| Total Number of Accounts | 4,245 |
| AUM (Assets Under Management) | $ 909,478,703 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031Birnamwood, WI 54409TRUST BUT VERIFY
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