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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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PS

Patrick S. Scarborough

MCF ADVISORS
CINCINNATI, OH 45249
Some features on this profile are disabled
CRD#: 4463349
PS

Professional summary

Patrick Shawn Scarborough, who also goes by Patrick S Scarborough, is a registered financial advisor currently at MCF ADVISORS, LLC located in Cincinnati, Ohio.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Patrick has worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Patrick S Scarborough

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Shawn Scarborough's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 23, 2026 - Present

MCF ADVISORS, LLC

Office #1: 8370 E Kemper Rd, Cincinnati, OH 45249
RIA
CRD#: 130372
CINCINNATI, OH
Past

June 2, 2009 - January 11, 2011

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
WEST CHESTER, OH
Past

June 1, 2009 - January 11, 2011

SECURITIES AMERICA, INC.

BD
CRD#: 10205
CINCINNATI, OH
Past

December 9, 2005 - April 20, 2009

SECURITIES AMERICA ADVISORS, INC.

RIA
CRD#: 110518
CINCINNATI, OH
Past

November 22, 2005 - April 20, 2009

SECURITIES AMERICA, INC.

BD
CRD#: 10205
CINCINNATI, OH
Past

March 8, 2005 - November 21, 2005

CURIAN CAPITAL, LLC

RIA
CRD#: 120270
DENVER, CO
Past

January 25, 2005 - December 1, 2005

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
FRANKLIN, TN
Past

February 2, 2004 - December 17, 2004

CURIAN CAPITAL, LLC

RIA
CRD#: 120270
DENVER, CO
Past

February 28, 2002 - March 14, 2003

TOUCHSTONE SECURITIES, LLC

BD
CRD#: 1526
CINCINNATI, OH
Past

October 22, 2001 - December 6, 2001

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MCF ADVISORS, LLC
D/B/A MCF | MCF ADVISORS, LLC | D/B/A MCF PRIVATE INVESTMENTS | D/B/A MCF INSTITUTIONAL

CRD#: 130372 / SEC#: 801-62765

RIA
Registered Investment Advisory firm - (2/6/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(4/23/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/30/2004
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/10/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 2/7/2006
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/19/2001
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/11/2006
General Securities Principal Examination

Current Firm

MA
MCF ADVISORS, LLC
D/B/A MCF | MCF ADVISORS, LLC | D/B/A MCF PRIVATE INVESTMENTS | D/B/A MCF INSTITUTIONAL

CRD#: 130372 / SEC#: 801-62765

RIA
Registered Investment Advisory firm - (2/6/2004 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
333 West Vine Street Suite 1740, Lexington, KY 40507
Mailing Address
Phone number
(859) 967-0999
Established
Firm type
Fiscal year end
# of Employees
33

SEC notice filing (19 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MCF FORM ADV PART 2A (2/23/2026)

Regulatory assets under management

Total Number of Accounts5,193
AUM (Assets Under Management)$ 3,329,345,692

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
02/10/2025
Cover Page
Report
01/31/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MCF ADVISORS, LLC

CRD#: 130372Cincinnati, OH 45249

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