Robert W. Van Genderen
Professional summary
Robert William Van Genderen, who also goes by Robert Vangenderen, Rob Von Genderen, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2001. Robert has worked at 5 firms and has passed the Series 66, Series 63, Series 82TO, Series 3, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert William Van Genderen's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 11, 2023 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003February 3, 2019 - December 8, 2022
OBERON SECURITIES, LLC
October 12, 2015 - February 1, 2019
STILLPOINT CAPITAL, LLC
September 24, 2013 - April 11, 2014
MORGAN STANLEY
September 6, 2013 - April 11, 2014
MORGAN STANLEY
October 30, 2001 - March 3, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/17/2024)
(7/26/2023)
(2/7/2023)
Exams
Series 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 5/30/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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