SM
Sugeidy V. Mederos
BOLTON SECURITIES
MIAMI, FL 33131
Some features on this profile are disabled
CRD#: 4463114
SM
Professional summary
Sugeidy V Mederos, who also goes by Sugeder VIctoria Mederos Zagarra, Sugeder Victoria Zagarra, is a registered financial advisor currently at BOLTON SECURITIES CORPORATION located in Miami, Florida and BOLTON GLOBAL CAPITAL located in Miami, Florida.
Sugeidy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. Sugeidy has worked at 5 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sugeder Victoria Mederos Zagarra | Sugeder Victoria Zagarra
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Registered with Bolton Securities Corporation as an Investment Advisor Representative. Does not provide Investment Advisory services. 2) Vice-President and Manager of Zenith Wellness Miami Corp , helping manage massage therapy company that is owned by spouse. Began 05/07/2025. Conducted from personal residence. Currently 0 hours spent per month. Will help if needed. Rep is contact person. Not investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Sugeidy V Mederos's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Sugeidy V Mederos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 4, 2013 - Present
BOLTON SECURITIES CORPORATION
Office #1: 1441 Brickell Avenue Suite 1700, Miami, FL 33131RIA
BD
CRD#: 129376
MIAMI, FL
Current
September 18, 2013 - Present
BOLTON GLOBAL CAPITAL
Office #1: 1441 Brickell Avenue Suite 1750, Miami, FL 33131BD
CRD#: 15650
Miami, FL
Past
September 18, 2013 - May 12, 2017
BOLTON SECURITIES CORPORATION
BD
CRD#: 129376
MIAMI, FL
Past
April 7, 2009 - October 2, 2013
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
MIAMI, FL
Past
March 27, 2009 - October 2, 2013
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
MIAMI, FL
Past
January 20, 2009 - April 15, 2009
UBS INTERNATIONAL INC.
RIA
CRD#: 107726
CORAL GABLES, FL
Past
January 5, 2007 - April 15, 2009
UBS INTERNATIONAL INC.
BD
CRD#: 107726
CORAL GABLES, FL
Past
July 3, 2006 - December 18, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
MIAMI, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(12/13/2021)
RR
Florida(9/18/2013)
IAR
Florida(12/4/2013)
RR
New Jersey(12/13/2023)
RR
New Mexico(12/13/2023)
RR
New York(12/13/2021)
RR
Oregon(12/13/2023)
RR
Puerto Rico(9/18/2013)
RR
South Dakota(5/10/2017)
RR
Texas(12/13/2021)
RR
Vermont(12/13/2023)
RR
Virgin Islands(1/17/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
579 Main Street, Bolton, MA 01740
Mailing Address
579 Main Street, Bolton, MA 01740
Phone number
(978) 779-6947
Established
Delaware since 07/30/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
154
SEC notice filing (38 States and Territories)
FINRA licenses (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,977 |
| AUM (Assets Under Management) | $ 7,004,872,405 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BOLTON SECURITIES CORPORATION
CRD#: 129376Miami, FL 33131TRUST BUT VERIFY
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