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MK

Mitchell R. Kincer

HOME FINANCIAL SERVICES
Knoxville, TN 37902
Some features on this profile are disabled
CRD#: 4462558
MK

Professional summary

Mitchell Ray Kincer is a registered financial professional currently at HOME FINANCIAL SERVICES, INC. located in Knoxville, Tennessee.

Mitchell is registered as a RR (Registered Representative) and started their career in finance in 2001. Mitchell has worked at 3 firms and has passed the Series 66, Series 99TO, Series 72, Series 52TO, SIE, Series 7 and Series 53 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mitchell Ray Kincer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 7, 2003 - Present

HOME FINANCIAL SERVICES, INC.

Office #1: 507 Market Street, Knoxville, TN 37902Office #2: 507 Market Street, Knoxville, TN 37902
BD
CRD#: 14716
Knoxville, TN
Past

November 21, 2001 - September 13, 2002

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

November 21, 2001 - September 13, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(3/1/2011)
RR
Tennessee
(11/24/2003)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/12/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/20/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 12/12/2012
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

HF
HOME FINANCIAL SERVICES, INC.
HOME FINANCIAL SERVICES, INC.

CRD#: 14716 / SEC#: , 8-31049

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
507 Market Street, Knoxville, TN 37902
Mailing Address
507 Market Street, Knoxville, TN 37902
Phone number
(865) 544-3890
Established
Tennessee since 12/01/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HOME FEDERAL BANK OF TENNESSEEOWNER
KINCER, MITCHELL RAYPRESIDENT4462558
LACEY, JOHN WILLIAM IIIBOARD MEMBER/DIRECTOR6861426
OGLE, JACOB LONASBOARD MEMBER/DIRECTOR7506864
REID, AVICE EVANSBOARD MEMBER/DIRECTOR6861435
REYNOLDS, DAVID JOSEPHBOARD MEMBER/DIRECTOR6860286
SHAFER, ALEXANDER CHRISTIANBOARD MEMBER/DIRECTOR6861417
STOWERS, HARRY WESLEY JRBOARD MEMBER/DIRECTOR7074328
WILKERSON, PENNYE JUNEASSISTANT VICE PRESIDENT, CCO & CFO/FINOP2198125

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HOME FINANCIAL SERVICES, INC.

CRD#: 14716Knoxville, TN 37902

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