Benjamin Volok
Professional summary
Benjamin Volok, who also goes by Ben Volok, is a registered financial professional currently at BLUE OWL SECURITIES located in San Francisco, California.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2001. Benjamin has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Volok's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2017 - Present
BLUE OWL SECURITIES
February 4, 2016 - October 20, 2016
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
February 7, 2013 - January 20, 2016
CION SECURITIES, LLC
April 1, 2010 - December 31, 2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
December 4, 2001 - March 16, 2010
GLOBAL ATLANTIC DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/14/2025)
(1/14/2025)
(1/26/2017)
(1/14/2025)
(1/14/2025)
(2/6/2017)
(1/14/2025)
(1/14/2025)
(1/14/2025)
(1/14/2025)
(1/14/2025)
(1/14/2025)
(8/1/2019)
(1/14/2025)
(1/14/2025)
(1/14/2025)
(1/14/2025)
(1/14/2025)
(1/14/2025)
(1/14/2025)
(1/14/2025)
(1/14/2025)
(1/14/2025)
(1/14/2025)
(1/14/2025)
(1/14/2025)
(8/1/2019)
(1/14/2025)
(2/16/2017)
(1/14/2025)
(1/14/2025)
(2/17/2017)
(1/14/2025)
(1/14/2025)
(1/3/2024)
(1/21/2025)
(1/14/2025)
(1/14/2025)
(1/14/2025)
(1/14/2025)
(1/14/2025)
(1/14/2025)
(1/3/2024)
(1/14/2025)
(1/14/2025)
(1/24/2017)
(1/14/2025)
(1/14/2025)
(1/3/2024)
(1/14/2025)
(1/14/2025)
(2/1/2017)
Exams
FINRA
Current Firm
BLUE OWL SECURITIES
CRD#: 283250 / SEC#: , 8-69744
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
