Alexander Rabinovich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Rabinovich was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 2002. Alexander had worked at 6 firms and has passed the Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 2011 - April 30, 2012
CHIMERA SECURITIES, LLC
December 16, 2009 - May 28, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
March 10, 2009 - November 3, 2009
FIS BROKERAGE & SECURITIES SERVICES LLC
February 20, 2007 - July 31, 2008
DIMENSION BROKERAGE, LLC
June 30, 2003 - January 6, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
May 8, 2003 - July 2, 2003
TAFFERER TRADING, LLC
June 19, 2002 - May 22, 2003
LION'S GROUP TRADING LLC
February 4, 2002 - June 27, 2002
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/7/2002
Limited Representative-Equity Trader ExamCurrent Firm
CHIMERA SECURITIES, LLC
CRD#: 147566 / SEC#: , 8-67915
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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