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Brett M. Letourneau

Some features on this profile are disabled
CRD#: 4462399
BL

Professional summary

Brett Michael Letourneau was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Brett is a previously registered financial professional and started their career in finance in 2002. Prior to being barred, Brett had worked at 1 firm, which includes SENTINEL SECURITIES LLC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 9, 2009 - June 19, 2012

SENTINEL SECURITIES, LLC.

BD
CRD#: 110942
WAKEFIELD, MA
Past

March 12, 2002 - July 9, 2004

SENTINEL SECURITIES, LLC.

BD
CRD#: 110942
WAKEFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/20/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 3/6/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 1/14/2002
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/25/2011
General Securities Principal Examination

Current Firm

SS
SENTINEL SECURITIES, LLC.
SENTINEL SECURITIES, INC. | SENTINEL SECURITIES, LLC.

CRD#: 110942 / SEC#: , 8-53142

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
100 Quannapowitt Pkwy Suite 402, Wakefield, MA 01880
Mailing Address
100 Quannapowitt Pkwy Suite 300, Wakefield, MA 01880
Phone number
(781) 914-1254
Established
Delaware since 03/25/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
NEW SENTINEL HOLDCO, LLCMEMBER
CARNEVALE, JAMES MICHAELPRESIDENT2710745
DIMASE, ROBERT MICHAELDIRECTOR2196424
DUSTIN JR, DOUGLAS KCCO - INTERIM5790881
DUSTIN JR, DOUGLAS KFINOP / CFO5790881

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SENTINEL SECURITIES, LLC.

CRD#: 110942

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