Willie F. Jackson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Willie Frank Jackson, who also goes by Willie Frank Jackson, was a registered financial professional .
Willie is a previously registered financial professional and started their career in finance in 2002. Willie had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2015 - December 31, 2015
ITG INVESTMENT ADVISORS LLC
December 23, 2013 - January 28, 2015
CERTUSSECURITIES, INC.
November 13, 2006 - December 11, 2013
QUEST CAPITAL STRATEGIES, INC.
May 29, 2002 - December 16, 2005
MM ASCEND LIFE INVESTOR SERVICES, LLC
January 14, 2002 - April 26, 2002
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ITG INVESTMENT ADVISORS LLC
CRD#: 173659 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
