Dane Schultz-andersen
THRIVENT INVESTMENT MANAGEMENT
Vancouver, WA 98683
Some features on this profile are disabled
CRD#: 4461907
Professional summary
Dane Schultz-andersen, CFP®, who also goes by Dane S Andersen, Dane Andersen, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Vancouver, Washington.
Dane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Dane has worked at 1 firm and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dane S Andersen | Dane Andersen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I OWN TWO INVESTMENT PROPERTIES WHICH DO NOT CREATE TAXABLE INCOME. THEY ARE TWO RESIDENTIAL HOMES WHICH ARE RENTALS BUT THE RENTAL RECIEPTS IS LESS MORTGAGE, DEPRECIATION, AND UPKEEP COSTS. I AM A SOLE PROPRIETER. 1. ADDRESSES OF BOTH INVESTMENT PROPERTIES: 2607 NE 151ST AVE VANCOUVER WA 98684 AND 3303 NW PACIFIC RIM DRIVE CAMAS WA 98607 2.DATE OF START OF RENTING EACH PROPERTY: VANCOUVER HOME ' JULY 2008 CAMAS HOME ' JANUARY 2005 3.APPROX. # OF HOURS A MONTH YOU DEVOTE TO THIS BUSINESS ' UPKEEP, ADVERTISING, SHOWING, ETC: 1-2 HOURS ON AVERAGE, TYPICALLY MUCH LESS UNLESS THERE IS A VACANCY 4.APPROX. # OF HOURS A MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: NONE, BARRING ANY UNUSUAL CIRCUMSTANCE 5.DUTIES RELATING TO THIS BUSINESS: MANAGEMENT OF PROPERTY ARIZONA RENTAL PROPERTY POSITION: Owner NATURE: Rental Property, currently rented. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2018 ADDRESS: 15812 NE 18th Court, Vancouver WA 98686, United States DESCRIPTION: Manage property ARIZONA RENTAL PROPERTY #2 POSITION: Owner NATURE: Rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/22/2020 ADDRESS: 14661 W Maui Lane, Surprise AZ 85379, United States DESCRIPTION: Manage property ROYAL OAKS COUNTRY CLUB BOARD POSITION: Board Member NATURE: Board member of my local golf and country club. As a "member owned" club the board serves as the liaison between management and the membership and makes decisions on the direction of the club. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2025 ADDRESS: 8917 NE 4th Plain Blvd, Vancouver WA 98662, United States DESCRIPTION: As a board member we help manage the club and shape it's future.
CRS (Client Relationship Summary) - RIA
Click below to view Dane Schultz-andersen's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Dane Schultz-andersen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
February 9, 2004 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 316 Se 123rd Ave, Vancouver, WA 98683RIA
BD
CRD#: 18387
Vancouver, WA
Current
November 20, 2001 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 316 Se 123rd Ave, Vancouver, WA 98683RIA
BD
CRD#: 18387
Vancouver, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/4/2008)
RR
California(9/21/2012)
RR
Colorado(6/21/2018)
RR
Connecticut(7/15/2025)
RR
Georgia(8/12/2024)
RR
Hawaii(10/24/2023)
RR
Idaho(3/18/2016)
RR
Indiana(12/1/2006)
RR
Kansas(2/11/2008)
RR
Oregon(2/13/2002)
RR
Texas(1/4/2023)
IAR
Texas(1/4/2023)
RR
Utah(6/16/2010)
RR
Virginia(10/25/2018)
RR
Washington(11/20/2001)
IAR
Washington(2/9/2004)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
