BY
Benjamin R. Young
CENTRAL STATES CAPITAL MARKETS
West Des Moines, IA 50266
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CRD#: 4461674
BY
Professional summary
Benjamin Robert Young is a registered financial advisor currently at CENTRAL STATES CAPITAL MARKETS, LLC located in West Des Moines, Iowa.
Benjamin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Benjamin has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Independent Appraisal Management, Associate/Consultant, Software Tracking System for Institutionals to be compliant with their appraisal gathering and execution. On average the amount of time spent outside of business would be 10-15 hours. Compensation is unknown at this time. Will update when in place.
EAA Holding LLC
Owner
Parent Company/Holding Company to purchase a Commercial Appraisal Ordering and Administraton company.(Independent Appraisal Management)Revenues will be retained within EAA Holdings LLC for future purchases of another company (Independent Appraisal Management)No Compensation.
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Robert Young's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Robert Young's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 21, 2017 - Present
CENTRAL STATES CAPITAL MARKETS, LLC
Office #1: 2600 Westown Parkway Suite 220, West Des Moines, IA 50266RIA
BD
CRD#: 155291
West Des Moines, IA
Current
November 20, 2017 - Present
CENTRAL STATES CAPITAL MARKETS, LLC
Office #1: 2600 Westown Parkway Suite 220, West Des Moines, IA 50266RIA
BD
CRD#: 155291
West Des Moines, IA
Past
February 10, 2011 - November 17, 2017
NORTHLAND SECURITIES, INC.
RIA
CRD#: 40258
WEST DES MOINES, IA
Past
February 10, 2011 - November 17, 2017
NORTHLAND SECURITIES, INC.
BD
CRD#: 40258
WEST DES MOINES, IA
Past
April 7, 2009 - February 7, 2011
D.A. DAVIDSON & CO.
RIA
CRD#: 199
DES MOINES, IA
Past
April 7, 2009 - February 7, 2011
D.A. DAVIDSON & CO.
BD
CRD#: 199
DES MOINES, IA
Past
September 19, 2007 - April 8, 2009
DEWAAY CAPITAL MANAGEMENT
RIA
CRD#: 116214
CLIVE, IA
Past
September 6, 2007 - April 8, 2009
DEWAAY FINANCIAL NETWORK, LLC
BD
CRD#: 30767
CLIVE, IA
Past
February 19, 2004 - July 26, 2007
RUAN SECURITIES CORPORATION
BD
CRD#: 16276
DES MOINES, IA
Past
November 16, 2001 - February 17, 2004
GOLD CAPITAL MANAGEMENT INC.
BD
CRD#: 7036
OVERLAND PARK, KS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/20/2017)
RR
Colorado(8/24/2021)
RR
Florida(11/20/2017)
RR
Illinois(11/20/2017)
RR
Iowa(11/20/2017)
IAR
Iowa(1/23/2018)
RR
Kansas(11/20/2017)
IAR
Kansas(2/13/2018)
RR
Missouri(11/20/2017)
IAR
Missouri(11/21/2017)
RR
Ohio(11/20/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CENTRAL STATES CAPITAL MARKETS, LLC
CENTRAL STATES CAPITAL MARKETS, LLC
CRD#: 155291 / SEC#: 801-79295, 8-68711
RIA
Registered Investment Advisory firm - SEC (1/3/2017 Terminated)Iowa
Registered Investment Advisory firm - SEC (1/23/2018 Approved)Kansas
Registered Investment Advisory firm - SEC (10/12/2016 Approved)Missouri
Registered Investment Advisory firm - SEC (12/29/2016 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
4200 W 83rd Street Suite 101, Prairie Village, KS 66208
Mailing Address
4200 W 83rd Street Suite 101, Prairie Village, KS 66208
Phone number
(913) 766-6565
Established
Kansas since 08/31/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
4
FINRA licenses (27 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLASSEN, MARK K | MEMBER | 6886821 |
| CENTRAL STATES FINANCIAL SERVICES, LLC | HOLDING COMPANY; MEMBER | |
| YOUNG, ROBERT MORRIS JR | CHAIRMAN & CCO | 501297 |
| ADDISON, LAURIE ANNE | CHIEF FINANCIAL OFFICER & FINOP | 7488882 |
| HORTON, MICHAEL ALAN | DIRECTOR, BRANCH MANAGER | 1041106 |
| STEPP, JOHN DANIEL | MANAGING DIRECTOR, CEO; ELECTED MANAGER | 501417 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 27,936,117 |
Disclosures
| Regulatory Event | 6 |
| Criminal | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CENTRAL STATES CAPITAL MARKETS, LLC
CRD#: 155291West Des Moines, IA 50266TRUST BUT VERIFY
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