David M. Kovach

CAPITAL MANAGEMENT INVESTOR SERVICES

Miami, FL 33131

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CRD#: 4461516

Professional summary

David Michael Kovach is a registered financial advisor currently at CAPITAL MANAGEMENT INVESTOR SERVICES, INC. located in Miami, Florida.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. David has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Kovach's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 20, 2003 - Present

CAPITAL MANAGEMENT INVESTOR SERVICES, INC.

Office #1: 1221 Brickell Ave 9th Floor, Miami, FL 33131

RIA

CRD#: 126173

Miami, FL

Past

October 12, 2010 - March 25, 2015

BKS ADVISORS, LLC

RIA

CRD#: 109065

MIAMI, FL

Past

September 6, 2007 - July 15, 2009

BELLEVUE CHICAGO, LLC

CRD#: 106069

CHICAGO, IL

Past

March 14, 2005 - August 9, 2005

BROKERSXPRESS LLC

CRD#: 127081

CHICAGO, IL

Past

May 20, 2003 - December 31, 2008

CAPITAL MANAGEMENT INVESTOR SERVICES, INC.

RIA

CRD#: 126173

MIAMI, FL

Past

November 9, 2001 - February 5, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

FORT LAUDERDALE, FL

Past

November 8, 2001 - February 5, 2003

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

November 8, 2001 - February 5, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/20/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/7/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/7/2001

General Securities Representative Examination

Current Firm

CAPITAL MANAGEMENT INVESTOR SERVICES, INC.

CRD#: 126173 / SEC#: 801-68632

RIA

Registered Investment Advisory firm - (7/12/2013 Terminated)

Florida

Registered Investment Advisory firm - (6/12/2013 Approved)

New Hampshire

Registered Investment Advisory firm - (12/1/2007 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/31/2008 Failure to Renew)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1221 Brickell Ave 9th Floor, Miami, FL 33131

Mailing Address

1221 Brickell Ave. 9th Floor, Miami, FL 33131

Phone number

(561) 361-2833

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	10
AUM (Assets Under Management)	$ 8,900,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David M. Kovach

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Michael Kovach's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL MANAGEMENT INVESTOR SERVICES, INC.

BKS ADVISORS, LLC

BELLEVUE CHICAGO, LLC

BROKERSXPRESS LLC

CAPITAL MANAGEMENT INVESTOR SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/7/2002

Series 7

Date: 11/7/2001

Current Firm

CAPITAL MANAGEMENT INVESTOR SERVICES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CAPITAL MANAGEMENT INVESTOR SERVICES, INC.

TRUST BUT VERIFY

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