Richard F. Chapdelaine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Frederick Chapdelaine, who also goes by Richard F Chapdelaine, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1971. Richard had worked at 4 firms and has passed the Series 00 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 1989 - January 11, 2007
CHAPDELAINE CORPORATE SECURITIES & CO
July 27, 1987 - September 15, 1988
CHAPDELAINE & CO. GOVERNMENT SECURITIES, INC.
February 9, 1976 - June 16, 2010
CHAPDELAINE TULLETT PREBON, LLC
June 14, 1971 - March 7, 1984
KMS CORPORATE BROKERS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 00
Date: 3/1/1970
General Securities Principal ExaminationCurrent Firm
CHAPDELAINE CORPORATE SECURITIES & CO
CRD#: 23741 / SEC#: , 8-40675
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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