Robert W. Russo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert William Russo was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2001. Robert had worked at 3 firms and has passed the Series 63, SIE, Series 79, Series 17 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2017 - April 26, 2018
BARCLAY INVESTMENTS LLC
July 19, 2013 - January 12, 2017
HSBC SECURITIES (USA) INC.
October 16, 2001 - February 12, 2009
BARCLAYS CAPITAL INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 17
Date: 10/15/2001
Limited Registered Representative ExaminationCurrent Firm
BARCLAY INVESTMENTS LLC
CRD#: 6159 / SEC#: , 8-16935
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
