CA
Cristina C. Acosta
BOLTON SECURITIES
MIAMI, FL 33131
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CRD#: 4461245
CA
Professional summary
Cristina Claribel Acosta is a registered financial advisor currently at BOLTON SECURITIES CORPORATION located in Miami, Florida.
Cristina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Cristina has worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Cristina is the owner of 5E Wealth, LLC, an entity created in September 2023 to operate Bolton Investment Advisory business. Not directly investment related. Conducted from the Branch Location. 2) Invest for Better ("IFP") a non-profit organization. I spend approximately two (2) hours per month as a Circle Leader. IFP empowers women with financial education and knowledge about how to have a positive impact with personal capital. 3) 5E Wealth Lab, LLC ("SE") founder, was formed to design and create financial education programs and workshops for women and girls. I spend approximately five (5) hours per month with SE. I am compensated vis profits of the company. 4) On a quarterly basis participates as an external and independent member of a FO advisory committee in to provide industry knowledge and expertise.
CRS (Client Relationship Summary) - RIA
Click below to view Cristina Claribel Acosta's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 28, 2024 - Present
BOLTON SECURITIES CORPORATION
Office #1: 1441 Brickell Ave Suite 1700, Miami, FL 33131RIA
BD
CRD#: 129376
MIAMI, FL
Past
August 4, 2022 - April 24, 2024
CARDEA CAPITAL GROUP, INC.
RIA
CRD#: 311932
Miami, FL
Past
August 30, 2019 - December 31, 2021
CRESCENDO ASSET MANAGEMENT LLC
RIA
CRD#: 286198
NEW YORK, NY
Past
September 22, 2016 - October 1, 2018
BOREAL CAPITAL MANAGEMENT LLC
RIA
CRD#: 112221
MIAMI, FL
Past
October 29, 2004 - September 12, 2005
UBS INTERNATIONAL INC.
BD
CRD#: 107726
NEW YORK, NY
Past
November 14, 2001 - October 6, 2004
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(3/28/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
579 Main Street, Bolton, MA 01740
Mailing Address
579 Main Street, Bolton, MA 01740
Phone number
(978) 779-6947
Established
Delaware since 07/30/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
154
SEC notice filing (38 States and Territories)
FINRA licenses (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,977 |
| AUM (Assets Under Management) | $ 7,004,872,405 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BOLTON SECURITIES CORPORATION
CRD#: 129376Miami, FL 33131TRUST BUT VERIFY
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