Christopher H. Efird
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Henry Efird, who also goes by Chistopher Henry Efird, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2001. Christopher had worked at 6 firms and has passed the Series 63, Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2009 - October 2, 2012
SMITH POINT CAPITAL LTD
August 15, 2006 - September 5, 2007
STARLIGHT FUNDING INVESTMENTS, LLC
May 27, 2005 - January 2, 2008
CHINAMERICA HOLDINGS, L.L.C.
March 17, 2004 - May 12, 2004
MOMENTUM BIO VENTURES
March 19, 2002 - May 12, 2004
MOMENTUM EQUITY GROUP, LLC
October 9, 2001 - December 31, 2001
VALLEY FORGE SECURITIES, INC .
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SMITH POINT CAPITAL LTD
CRD#: 46042 / SEC#: , 8-51300
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HAMPSHIRE GROUP, INC | OWNER | |
| FORREST, LARRY STEPHEN | CEO, CFO, CCO | 1409360 |
Red Flags
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