Turner S. Thompson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Turner Steven Thompson JR, who also goes by Turner Steven Thompson, was a registered financial professional .
Turner is a previously registered financial professional and started their career in finance in 1969. Turner had worked at 8 firms and has passed the Series 65, Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 18, 2011 - December 31, 2014
ON INVESTMENT MANAGEMENT CO
June 29, 2010 - November 25, 2014
FAI ADVISORS, INC.
February 19, 2004 - November 18, 2013
THE O.N. EQUITY SALES COMPANY
December 16, 1986 - February 25, 2004
WALNUT STREET SECURITIES, INC.
September 20, 1984 - December 15, 1986
MUTUAL SERVICE CORPORATION
March 29, 1984 - January 1, 1987
GENERAL AMERICAN LIFE INSURANCE COMPANY
May 5, 1981 - January 19, 1983
GENERAL AMERICAN LIFE INSURANCE COMPANY
December 17, 1980 - April 25, 1983
U.S. MUTUAL SECURITIES CORP.
August 1, 1979 - May 22, 1980
ILG SECURITIES CORPORATION
July 23, 1969 - August 17, 1979
GENERAL AMERICAN LIFE INSURANCE COMPANY
Primary Firm SEC Registration
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/16/1969
Registered Representative ExaminationCurrent Firm
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
