Mauricio Abadi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mauricio Abadi was a registered financial professional .
Mauricio is a previously registered financial professional and started their career in finance in 2002. Mauricio had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2018 - December 31, 2022
MATRIX ADVISORY
June 23, 2017 - November 22, 2017
MORGAN STANLEY
March 22, 2002 - July 7, 2017
SAFRA SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
MATRIX ADVISORY
CRD#: 292107 / SEC#: 801-112865
Contact information
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 28,000,000 |
Red Flags
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