Bradley T. Nyce
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Todd Nyce was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 2001. Bradley had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2017 - January 14, 2026
NATIONWIDE INVESTMENT ADVISORS, LLC
June 6, 2017 - January 14, 2026
NATIONWIDE INVESTMENT SERVICES CORPORATION
November 25, 2011 - May 25, 2017
MISSIONSQUARE RETIREMENT
September 10, 2008 - May 25, 2017
MISSIONSQUARE WEALTH MANAGEMENT
July 12, 2004 - October 3, 2008
EMPOWER FINANCIAL SERVICES, INC.
May 3, 2002 - August 13, 2002
MML INVESTORS SERVICES, LLC
November 13, 2001 - May 16, 2002
HORNOR, TOWNSEND & KENT, LLC
Primary Firm SEC Registration
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONWIDE INVESTMENT ADVISORS, LLC
CRD#: 142373 / SEC#: 801-52664
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 270,365 |
| AUM (Assets Under Management) | $ 15,686,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/25/2024 | ||
| 01/26/2024 | ||
| 10/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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