RM
Robert D. Mcclure
ALPS ADVISORS
Denver, CO 80203
Some features on this profile are disabled
CRD#: 4460887
RM
Professional summary
Robert Douglas Mcclure, who also goes by Douglas Mmclure Robert, is a registered financial advisor currently at ALPS ADVISORS, INC. located in Denver, Colorado and ALPS DISTRIBUTORS, INC. located in Denver, Colorado.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Robert has worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Douglas Mmclure Robert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAPERVILLE PROPERTY MANAGEMENT LLC, NOT INVESTMENT RELATED, ADDRESS ON FILE, PASSIVE RENTAL PROPERTIES, MEMBER, 0 HRS/MON, 0 HRS/MON DURING TRADING. 2. SUNSET OAK LLC, NOT INVESTMENT RELATED, ADDRESS ON FILE, HAIR SALONS, MEMBER, 0 HRS/MON, 0 HRS DURING TRADING. 3. ALPS ADVISORS INC, INVESTMENT RELATED, 1290 BROADWAY, SUITE 1000, DENVER, CO 80203, RIA, DIRECTOR OF RESEARCH, 07/05/2023, 160 HRS/MON, 130 HRS/MON DURING TRADING, SUBADVISORY OVERSIGHT SALES AND MARKETING SUPPORT
CRS (Client Relationship Summary) - RIA
Click below to view Robert Douglas Mcclure's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 5, 2023 - Present
ALPS ADVISORS, INC.
Office #1: 1290 Broadway, Suite 1000, Denver, CO 80203RIA
CRD#: 134340
Denver, CO
Current
February 24, 2020 - Present
ALPS DISTRIBUTORS, INC.
Office #1: 1290 Broadway Suite 1000, Denver, CO 80203BD
CRD#: 16853
Denver, CO
Past
May 25, 2019 - August 23, 2019
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
HOUSTON, TX
Past
August 20, 2015 - May 25, 2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
BD
CRD#: 7834
NEW YORK, NY
Past
June 28, 2002 - April 27, 2015
CREDIT SUISSE SECURITIES (USA) LLC
RIA
CRD#: 816
NEW YORK, NY
Past
February 5, 2002 - April 27, 2015
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ALPS ADVISORS, INC.
ALPS ADVISERS, INC. | ALPS ADVISORS, INC.
CRD#: 134340 / SEC#: 801-67135
RIA
Registered Investment Advisory firm - (9/12/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/24/2020)
RR
Alaska(2/24/2020)
RR
Arizona(2/24/2020)
RR
Arkansas(2/24/2020)
RR
California(2/24/2020)
RR
Colorado(2/24/2020)
IAR
Colorado(7/5/2023)
RR
Connecticut(2/24/2020)
RR
Delaware(2/24/2020)
RR
District of Columbia(2/24/2020)
RR
Florida(2/24/2020)
RR
Georgia(2/24/2020)
RR
Hawaii(2/24/2020)
RR
Idaho(2/24/2020)
RR
Illinois(2/24/2020)
RR
Indiana(2/24/2020)
RR
Iowa(2/24/2020)
RR
Kansas(2/24/2020)
RR
Kentucky(2/24/2020)
RR
Louisiana(2/24/2020)
RR
Maine(2/24/2020)
RR
Maryland(2/24/2020)
RR
Massachusetts(2/24/2020)
RR
Michigan(2/24/2020)
RR
Minnesota(2/24/2020)
RR
Mississippi(2/24/2020)
RR
Missouri(2/24/2020)
RR
Montana(2/24/2020)
RR
Nebraska(2/24/2020)
RR
Nevada(2/24/2020)
RR
New Hampshire(2/24/2020)
RR
New Jersey(2/24/2020)
RR
New Mexico(2/24/2020)
RR
New York(2/24/2020)
RR
North Carolina(2/24/2020)
RR
North Dakota(2/24/2020)
RR
Ohio(2/24/2020)
RR
Oklahoma(2/24/2020)
RR
Oregon(2/24/2020)
RR
Pennsylvania(2/24/2020)
RR
Rhode Island(2/24/2020)
RR
South Carolina(2/24/2020)
RR
South Dakota(2/24/2020)
RR
Tennessee(2/24/2020)
RR
Texas(2/24/2020)
RR
Utah(2/24/2020)
RR
Vermont(2/24/2020)
RR
Virginia(2/24/2020)
RR
Washington(2/24/2020)
RR
West Virginia(2/24/2020)
RR
Wisconsin(2/24/2020)
RR
Wyoming(2/24/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
ALPS ADVISORS, INC.
ALPS ADVISERS, INC. | ALPS ADVISORS, INC.
CRD#: 134340 / SEC#: 801-67135
RIA
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Contact information
Main Address
1290 Broadway, Suite 1000, Denver, CO 80203
Mailing Address
Po Box 328, Denver, CO 80201-0328
Phone number
(303) 623-2577
Established
Firm type
Fiscal year end
# of Employees
74
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 17 |
| AUM (Assets Under Management) | $ 30,756,201,205 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
