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Robert Douglas Mcclure

ALPS ADVISORS
DENVER, CO
·CRD# 4460887·24 years experience

Professional Summary

Robert Douglas Mcclure, who also goes by Douglas Mmclure Robert, is a registered financial advisor currently at ALPS ADVISORS, INC. located in Denver, Colorado and ALPS DISTRIBUTORS, INC. located in Denver, Colorado. Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Robert has worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Douglas Mmclure Robert

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

ALPS ADVISORS, INC.·CRD# 134340
RIA
1290 Broadway, Suite 1000, Denver, CO 80203
July 5, 2023 - Present
ALPS DISTRIBUTORS, INC.·CRD# 16853
BD
1290 Broadway Suite 1000, Denver, CO 80203
February 24, 2020 - Present
INVESCO DISTRIBUTORS, INC.·CRD# 7369
BD
Houston, TX
May 25, 2019 - August 23, 2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC.·CRD# 7834
BD
New York, NY
August 20, 2015 - May 25, 2019
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
RIA
New York, NY
June 28, 2002 - April 27, 2015
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
February 5, 2002 - April 27, 2015

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Current Firm

AA
ALPS ADVISORS, INC.

ALPS ADVISERS, INC. | ALPS ADVISORS, INC.

CRD#: 134340 / SEC#: 801-67135
RIA
Registered Investment Advisory firm - SEC (9/12/2006 Approved)

Contact Information

Main Address

1290 Broadway, Suite 1000, Denver, CO 80203

Mailing Address

Po Box 328, Denver, CO 80201-0328

Phone Number

(303) 623-2577

# of Employees

73

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Latest Form ADV

Part 2 Brochures

ALPS ADVISORS, INC. FORM ADV PART 2A (9/30/2026)

Regulatory Assets Under Management

Total Number of Accounts

22

AUM (Assets Under Management)

$38,832,034,748

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAPERVILLE PROPERTY MANAGEMENT LLC, NOT INVESTMENT RELATED, ADDRESS ON FILE, PASSIVE RENTAL PROPERTIES, MEMBER, 0 HRS/MON, 0 HRS/MON DURING TRADING. 2. SUNSET OAK LLC, NOT INVESTMENT RELATED, ADDRESS ON FILE, HAIR SALONS, MEMBER, 0 HRS/MON, 0 HRS DURING TRADING. 3. ALPS ADVISORS INC, INVESTMENT RELATED, 1290 BROADWAY, SUITE 1000, DENVER, CO 80203, RIA, DIRECTOR OF RESEARCH, 07/05/2023, 160 HRS/MON, 130 HRS/MON DURING TRADING, SUBADVISORY OVERSIGHT SALES AND MARKETING SUPPORT

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ALPS ADVISORS, INC.

ALPS ADVISERS, INC. | ALPS ADVISORS, INC.

CRD#: 134340 / SEC#: 801-67135
RIA
Registered Investment Advisory firm - SEC (9/12/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(2/24/2020)
RR
Alaska
(2/24/2020)
RR
Arizona
(2/24/2020)
RR
Arkansas
(2/24/2020)
RR
California
(2/24/2020)
RR
Colorado
(2/24/2020)
IAR
Colorado
(7/5/2023)
RR
Connecticut
(2/24/2020)
RR
Delaware
(2/24/2020)
RR
District of Columbia
(2/24/2020)
RR
Florida
(2/24/2020)
RR
Georgia
(2/24/2020)
RR
Hawaii
(2/24/2020)
RR
Idaho
(2/24/2020)
RR
Illinois
(2/24/2020)
RR
Indiana
(2/24/2020)
RR
Iowa
(2/24/2020)
RR
Kansas
(2/24/2020)
RR
Kentucky
(2/24/2020)
RR
Louisiana
(2/24/2020)
RR
Maine
(2/24/2020)
RR
Maryland
(2/24/2020)
RR
Massachusetts
(2/24/2020)
RR
Michigan
(2/24/2020)
RR
Minnesota
(2/24/2020)
RR
Mississippi
(2/24/2020)
RR
Missouri
(2/24/2020)
RR
Montana
(2/24/2020)
RR
Nebraska
(2/24/2020)
RR
Nevada
(2/24/2020)
RR
New Hampshire
(2/24/2020)
RR
New Jersey
(2/24/2020)
RR
New Mexico
(2/24/2020)
RR
New York
(2/24/2020)
RR
North Carolina
(2/24/2020)
RR
North Dakota
(2/24/2020)
RR
Ohio
(2/24/2020)
RR
Oklahoma
(2/24/2020)
RR
Oregon
(2/24/2020)
RR
Pennsylvania
(2/24/2020)
RR
Rhode Island
(2/24/2020)
RR
South Carolina
(2/24/2020)
RR
South Dakota
(2/24/2020)
RR
Tennessee
(2/24/2020)
RR
Texas
(2/24/2020)
RR
Utah
(2/24/2020)
RR
Vermont
(2/24/2020)
RR
Virginia
(2/24/2020)
RR
Washington
(2/24/2020)
RR
West Virginia
(2/24/2020)
RR
Wisconsin
(2/24/2020)
RR
Wyoming
(2/24/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2023About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed May 2002About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2002About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Robert Douglas Mcclure's CRS (Customer Relationship Summary).

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