Marti L. Brust

WEST END WEALTH MANAGEMENT

Denver, CO 80237

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CRD#: 4460720

Professional summary

Marti Lee Brust, who also goes by Marti Lee Beair, Marti Lee Brust, is a registered financial advisor currently at WEST END WEALTH MANAGEMENT, LLC located in Denver, Colorado.

Marti is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Marti has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marti Lee Beair | Marti Lee Brust

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

GIRLS INCORPORATED OF METRO DENVER. NON-INVESTMENT RELATED. 1499 JULIAN ST, DENVER, CO 80204. BOARD OF DIRECTORS/CO-CHAIR FUND RAISING. VOLUNTEER FOR NON-PROFIT ORG. 08/2010. 0 HOURS DURING TRADING ACTIVITY. MAKE A WISH COLORADO. NOT FOR PROFIT. 7951 E. MAPLEWOOD AVE, STE 126 GREENWOOD VILLAGE, CO 80126. MEMBER, BOARD OF DIRECTORS. 5 HOURS PER MONTH. 0 COMP.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marti Lee Brust's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 2, 2015 - Present

WEST END WEALTH MANAGEMENT, LLC

Office #1: 8055 E. Tufts Avenue Suite 830, Denver, CO 80237

RIA

CRD#: 234791

Denver, CO

Past

March 23, 2006 - July 7, 2015

UMB FINANCIAL SERVICES, INC.

RIA

CRD#: 17073

DENVER, CO

Past

March 23, 2006 - July 7, 2015

UMB FINANCIAL SERVICES, INC.

CRD#: 17073

DENVER, CO

Past

November 8, 2001 - June 17, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

DENVER, CO

Past

October 29, 2001 - June 17, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 29, 2001 - June 17, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEST END WEALTH MANAGEMENT, LLC

WEST END WEALTH MANAGEMENT LLC | WEST END WEALTH MANAGEMENT, LLC

CRD#: 234791 / SEC#: 801-123620

RIA

Registered Investment Advisory firm - (4/1/2022 Approved)

Colorado

Registered Investment Advisory firm - (4/4/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/4/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(7/2/2015)

IAR

Texas
(2/20/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/2/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/7/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/26/2001

General Securities Representative Examination

Current Firm

WEST END WEALTH MANAGEMENT, LLC

WEST END WEALTH MANAGEMENT LLC | WEST END WEALTH MANAGEMENT, LLC

CRD#: 234791 / SEC#: 801-123620

RIA

Registered Investment Advisory firm - (4/1/2022 Approved)

Colorado

Registered Investment Advisory firm - (4/4/2022 Terminated)

Texas

Registered Investment Advisory firm - (4/4/2022 Terminated)

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Contact information

Main Address

8055 E. Tufts Avenue Suite 830, Denver, CO 80237

Mailing Address

Phone number

(720) 593-9396

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (1/22/2025)

Regulatory assets under management

Total Number of Accounts	141
AUM (Assets Under Management)	$ 143,456,800

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marti L. Brust

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marti Lee Brust's CRS (Customer Relationship Summary).

Certified licenses

Experience

UMB FINANCIAL SERVICES, INC.

UMB FINANCIAL SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

WEST END WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/2/2001

SIE

Date: 7/7/2015

Series 7

Date: 10/26/2001

Current Firm

WEST END WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEST END WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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