Susan T. Motta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Theresa Motta, who also goes by Susan Theresa Wilson, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 2001. Susan had worked at 7 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2014 - June 30, 2017
KOVACK SECURITIES INC.
October 22, 2013 - September 25, 2014
RESOURCE HORIZONS GROUP LLC
January 20, 2010 - October 25, 2013
QUESTAR CAPITAL CORPORATION
December 2, 2005 - December 23, 2009
FSC SECURITIES CORPORATION
January 23, 2003 - November 30, 2005
PAN-AMERICAN FINANCIAL ADVISERS
March 5, 2002 - August 12, 2002
SECURITIES SERVICE NETWORK, LLC
October 31, 2001 - February 20, 2002
INVESTMENT COUNSELING, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
