Matthew A. North
Professional summary
Matthew Adam North was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Matthew Adam North, who also goes by Matt Adam North, Matthew North, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2002. Matthew had worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 28, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 16, 2023 - September 3, 2025
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
August 2, 2023 - September 18, 2023
SECURITIES MANAGEMENT & RESEARCH, INC.
August 2, 2023 - September 18, 2023
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
June 16, 2021 - May 5, 2022
GENEOS WEALTH MANAGEMENT, INC.
December 23, 2013 - May 17, 2021
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
August 31, 2007 - December 24, 2013
SCOTTRADE, INC.
December 8, 2006 - August 30, 2007
PARKLAND SECURITIES, LLC
June 30, 2005 - August 30, 2007
SIGMA FINANCIAL CORPORATION
May 20, 2003 - March 8, 2005
SIGMA FINANCIAL CORPORATION
June 5, 2002 - March 14, 2003
SIGMA FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 1/28/2004
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
CRD#: 40178 / SEC#: , 8-48984
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JACKSON NATIONAL LIFE INSURANCE COMPANY | OWNER | |
| ASHIOTOU, MARINA | DIRECTOR | 8157690 |
| BINIORIS, SAVVAS PANAGIOTIS | DIRECTOR | 6314984 |
| CHILDS, GARETT JAMES | DIRECTOR | 6288054 |
| CRANMORE, HILARY RAE | DIRECTOR | 4880665 |
| GOLSON, ASHLEY SUZETTE | SENIOR VICE PRESIDENT, NATIONAL SALES DESK | 5461231 |
| KAISER, HEIDI LYNN | SENIOR VICE PRESIDENT AND GENERAL COUNSEL | 3001204 |
| LOWRY, KRISTINE MARIE | VICE PRESIDENT, FINOP AND CONTROLLER | 4168279 |
| LUEBBERS, KEVIN JAMES | SENIOR VICE PRESIDENT, NATIONAL SALES MANAGER | 4399095 |
| LUPTON, RYAN DAVID | CHIEF COMPLIANCE OFFICER | 4822827 |
| MASUCCI, GREGORY R | SENIOR VICE PRESIDENT, STRATEGIC RELATIONSHIPS | 2659967 |
| REED, ALISON RUSS | EXECUTIVE VICE PRESIDENT, HEAD OF DISTRIBUTION | 3241221 |
Disclosures
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.