Sunday O. Peters

SOBORA CAPITAL

Pleasanton, CA 94588

Some features on this profile are disabled

CRD#: 4460493

Professional summary

Sunday Obiora Peters is a registered financial advisor currently at SOBORA CAPITAL located in Pleasanton, California.

Sunday is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Sunday has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Sunday O. Peters has MLO License Endorsement by the California Department of Real Estate with SOBORA, Inc. dba SOBORA Mortgage, SOBORA Capital Markets, and will engage in mortgage services. Sunday O. Peters has a California Real Estate Brokers license that operates under SOBORA, Inc., with dba SOBORA Real Estate, and will engage in real estate services on assignment and/or on an as-needed basis including weekends. Sunday O Peters is California Licensed Insurance Agent dba SOBORA Insurance Solutions and may provide Insurance Services including weekends.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sunday Obiora Peters's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 4, 2017 - Present

SOBORA CAPITAL

Office #1: 4900 Hopyard Road Suite 100, Pleasanton, CA 94588

RIA

CRD#: 288237

Pleasanton, CA

Past

November 10, 2014 - October 30, 2015

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA

CRD#: 16164

SAN FRANCISCO, CA

Past

August 4, 2014 - October 30, 2015

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

SAN FRANCISCO, CA

Past

January 6, 2012 - August 30, 2012

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

MODESTO, CA

Past

August 23, 2011 - January 6, 2012

WORLD GROUP SECURITIES, INC.

CRD#: 114473

MODESTO, CA

Past

July 9, 2008 - August 17, 2009

WORLD GROUP SECURITIES, INC.

CRD#: 114473

BURLINGAME, CA

Past

November 1, 2005 - July 19, 2006

EMPIRE SECURITIES CORPORATION

CRD#: 2826

EL SEGUNDO, CA

Past

December 19, 2003 - May 27, 2004

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

December 13, 2001 - April 26, 2002

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/4/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/1/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/11/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/30/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/12/2001

General Securities Representative Examination

Current Firm

SOBORA CAPITAL

SOBORA CAPITAL | SOBORA LLC DBA SOBORA CAPITAL | SOBORA LLC

CRD#: 288237 / SEC#:

California

Registered Investment Advisory firm - (8/4/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4900 Hopyard Road Suite 100, Pleasanton, CA 94588

Mailing Address

Phone number

(510) 759-3637

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Israel

STRATEGIC ADVISERS LLC

IAR

SAN RAMON, CA

Jason Cooke

EDELMAN FINANCIAL ENGINES

IAR

DANVILLE, CA

Daniel Torres

NYLIFE SECURITIES LLC

BRENTWOOD, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Sunday O. Peters

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sunday Obiora Peters's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

TRANSAMERICA FINANCIAL ADVISORS, LLC

WORLD GROUP SECURITIES, INC.

WORLD GROUP SECURITIES, INC.

EMPIRE SECURITIES CORPORATION

1717 CAPITAL MANAGEMENT COMPANY

SECURITIES AMERICA, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/1/2014

Series 63

Date: 1/11/2002

SIE

Date: 10/30/2015

Series 7

Date: 12/12/2001

Current Firm

SOBORA CAPITAL

Contact information

Documents

Red Flags

Company Information

SOBORA CAPITAL

TRUST BUT VERIFY

Similar Advisors