Christopher G. Plummer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher George Plummer was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2001. Christopher had worked at 9 firms and has passed the Series 66, SIE, Series 87, Series 55, Series 7, Series 24, Series 53 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2023 - June 8, 2023
GLEN EAGLE WEALTH, LLC
September 25, 2017 - February 7, 2023
PERSHING LLC
June 15, 2012 - December 17, 2012
HORNOR, TOWNSEND & KENT, LLC
January 5, 2012 - June 1, 2012
BRIGHT TRADING, LLC
March 29, 2006 - January 3, 2012
RAIT SECURITIES, LLC
October 28, 2005 - June 5, 2007
COHEN & COMPANY SECURITIES, LLC
August 2, 2004 - October 19, 2005
BOENNING & SCATTERGOOD, INC.
March 14, 2002 - August 13, 2004
HORNOR, TOWNSEND & KENT, LLC
November 2, 2001 - February 26, 2002
SAL EQUITY TRADING, GP
October 4, 2001 - March 5, 2002
SIG BROKERAGE, LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/8/2004
Limited Representative-Equity Trader ExamCurrent Firm
GLEN EAGLE WEALTH, LLC
CRD#: 124504 / SEC#: , 8-65678
Contact information
FINRA licenses (34 States and Territories)
Red Flags
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