Donald M. Zienty

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CRD#: 4460455

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Donald Matthew Zienty, who also goes by D Matthew Zienty, Matt Zienty, was a registered financial professional .

Donald is a previously registered financial professional and started their career in finance in 2001. Donald had worked at 12 firms and has passed the Series 66, Series 63, Series 3, Series 7, Series 4, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

D Matthew Zienty | Matt Zienty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 6, 2014 - March 3, 2016

WT WEALTH MANAGEMENT, LLC

RIA

CRD#: 169566

SCOTTSDALE, AZ

Past

April 2, 2014 - June 27, 2014

REGAL INVESTMENT ADVISORS LLC

RIA

CRD#: 125004

SCOTTSDALE, AZ

Past

March 4, 2011 - December 31, 2012

PRIVATE CLIENT LLC

RIA

CRD#: 145678

SCOTTSDALE, AZ

Past

January 12, 2011 - December 12, 2011

FSC SECURITIES CORPORATION

CRD#: 7461

SCOTTSDALE, AZ

Past

April 13, 2010 - November 2, 2010

HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC

RIA

CRD#: 149564

SCOTTSDALE, AZ

Past

October 13, 2009 - November 2, 2010

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

SCOTTSDALE, AZ

Past

October 9, 2009 - November 18, 2009

HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS

RIA

CRD#: 107773

SCOTTSDALE, AZ

Past

October 31, 2005 - July 27, 2009

OSAIC SERVICES, INC.

CRD#: 133763

SCOTTSDALE, AZ

Past

March 31, 2003 - June 29, 2005

SPELMAN & CO., INC.

CRD#: 10232

PHOENIX, AZ

Past

March 31, 2003 - June 29, 2005

SENTRA SECURITIES CORPORATION

CRD#: 10249

PHOENIX, AZ

Past

November 4, 2002 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

October 24, 2001 - May 28, 2002

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WT WEALTH MANAGEMENT, LLC

CRD#: 169566 / SEC#: 801-112701

RIA

Registered Investment Advisory firm - (3/30/2018 Approved)

Arizona

Registered Investment Advisory firm - (12/13/2018 Terminated)

California

Registered Investment Advisory firm - (12/27/2018 Terminated)

Nevada

Registered Investment Advisory firm - (1/11/2019 Terminated)

New York

Registered Investment Advisory firm - (12/13/2018 Terminated)

Washington

Registered Investment Advisory firm - (12/20/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/10/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/8/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 5/3/2012

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 10/23/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 10/15/2009

Registered Options Principal Examination

Principal/Supervisory Exam

Series 53

Date: 3/31/2003

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/28/2003

General Securities Principal Examination

Current Firm

WT WEALTH MANAGEMENT, LLC

CRD#: 169566 / SEC#: 801-112701

RIA

Registered Investment Advisory firm - (3/30/2018 Approved)

Arizona

Registered Investment Advisory firm - (12/13/2018 Terminated)

California

Registered Investment Advisory firm - (12/27/2018 Terminated)

Nevada

Registered Investment Advisory firm - (1/11/2019 Terminated)

New York

Registered Investment Advisory firm - (12/13/2018 Terminated)

Washington

Registered Investment Advisory firm - (12/20/2018 Terminated)

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Contact information

Main Address

20865 North 90th Place Suite 105, Scottsdale, AZ 85255

Mailing Address

Phone number

(800) 825-0616

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 ANNUAL AMENDMENT BROCHURE (9/17/2025)

Regulatory assets under management

Total Number of Accounts	2,594
AUM (Assets Under Management)	$ 385,243,993

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Donald M. Zienty

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

REGAL INVESTMENT ADVISORS LLC

PRIVATE CLIENT LLC

FSC SECURITIES CORPORATION

HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC

SECURITIES SERVICE NETWORK, LLC

HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS

OSAIC SERVICES, INC.

SPELMAN & CO., INC.

SENTRA SECURITIES CORPORATION

SUNAMERICA SECURITIES, INC.

DEUTSCHE BANK SECURITIES INC.

Primary Firm SEC Registration

WT WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/10/2009

Series 63

Date: 1/8/2002

Series 3

Date: 5/3/2012

Series 7

Date: 10/23/2001

Series 4

Date: 10/15/2009

Series 53

Date: 3/31/2003

Series 24

Date: 1/28/2003

Current Firm

WT WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WT WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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