Richard N. Fraelick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Nmn Fraelick, who also goes by Richard Fraelick, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 2002. Richard had worked at 7 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2011 - March 15, 2013
ALPHA DYNAMICS LLC
October 15, 2010 - November 15, 2010
QUASAR DISTRIBUTORS, LLC
May 1, 2010 - September 17, 2010
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
October 22, 2009 - May 1, 2010
BOFA DISTRIBUTORS, INC.
February 20, 2008 - December 17, 2008
RIVERSOURCE DISTRIBUTORS, INC.
June 16, 2006 - September 19, 2007
ALLIANCEBERNSTEIN INVESTMENTS, INC.
August 19, 2002 - May 22, 2006
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALPHA DYNAMICS LLC
CRD#: 157382 / SEC#: 801-72647
Contact information
Red Flags
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