Jamie L. Jochum

GRADIENT SECURITIES

Arden Hills, MN 55126

Some features on this profile are disabled

CRD#: 4459768

Professional summary

Jamie Lee Jochum, CFP® is a registered financial advisor currently at GRADIENT SECURITIES, LLC located in Arden Hills, Minnesota.

Jamie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Jamie has worked at 9 firms and has passed the Series 66, Series 52TO, SIE, Series 7, Series 27, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jamie Lee Jochum's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Jamie Lee Jochum's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

July 9, 2019 - Present

GRADIENT SECURITIES, LLC

Office #1: 4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126Office #2: 4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126Office #3: 4105 Lexington Avenue Suite 380, Arden Hills, MN 55126

RIA

CRD#: 127701

Arden Hills, MN

Current

July 9, 2019 - Present

GRADIENT SECURITIES, LLC

Office #1: 4105 Lexington Avenue N Suite 380, Arden Hills, MN 55126Office #2: 4105 Lexington Avenue Suite 380, Arden Hills, MN 55126Office #3: 4105 Lexington Avenue Suite 380, Arden Hills, MN 55126

RIA

CRD#: 127701

Arden Hills, MN

Past

September 11, 2017 - June 27, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Minneapolis, MN

Past

September 11, 2017 - June 27, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Minneapolis, MN

Past

April 22, 2014 - April 22, 2014

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Plymouth, MN

Past

April 22, 2014 - September 1, 2017

PRUCO SECURITIES, LLC.

CRD#: 5685

PLYMOUTH, MN

Past

November 21, 2013 - March 26, 2014

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

PLYMOUTH, MN

Past

September 3, 2013 - March 26, 2014

CETERA WEALTH SERVICES, LLC

CRD#: 13572

PLYMOUTH, MN

Past

June 20, 2013 - September 3, 2013

TOWER SQUARE SECURITIES, INC.

CRD#: 833

PLYMOUTH, MN

Past

January 22, 2013 - February 12, 2013

EDWARD JONES

RIA

CRD#: 250

ST. LOUIS, MO

Past

December 21, 2012 - February 12, 2013

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

August 1, 2012 - December 18, 2012

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CRD#: 612

GOLDEN VALLEY, MN

Past

July 1, 2010 - August 15, 2011

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CRD#: 612

GOLDEN VALLEY, MN

Past

August 28, 2006 - June 17, 2010

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

SAN DIEGO, CA

Past

October 24, 2001 - July 25, 2006

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRADIENT SECURITIES, LLC

GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT

CRD#: 127701 / SEC#: 801-80807, 8-66032

RIA

Registered Investment Advisory firm - SEC (1/8/2015 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Minnesota
(7/9/2019)

IAR

Minnesota
(7/9/2019)

Nevada
(3/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/17/2013

Uniform Combined State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/23/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 2/26/2024

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 53

Date: 5/13/2005

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/22/2002

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GRADIENT SECURITIES, LLC

GRADIENT SECURITIES, LLC | SYM CAPITAL SECURITIES, LLC | GRADIENT WEALTH MANAGEMENT

CRD#: 127701 / SEC#: 801-80807, 8-66032

RIA

Registered Investment Advisory firm - SEC (1/8/2015 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4105 Lexington Avenue Suite 380, Arden Hills, MN 55126

Mailing Address

4105 Lexington Avenue Suite 380, Arden Hills, MN 55126

Phone number

(866) 991-1539

Established

Delaware since 04/09/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

GWM ADV PART 2A & 2B (3/28/2025)

Direct owners and executive officers

Name	Position	CRD#
MERAKI PRIVATE EQUITY, LLC	OWNER
JOCHUM, JAMIE LEE	FINOP	4459768
LUCIUS, CHARLES EDWARD	OWNER MERAKI PRIVATE EQUITY, LLC	1012912
LUCIUS, TAMI JEAN	OWNER MERAKI PRIVATE EQUITY, LLC	2371362
NELSON, ROBERT SCOTT	PRESIDENT & ELECTED MANAGER	4237080
REMME, BRIAN ANDREW	CHIEF COMPLIANCE OFFICER	3103459

Regulatory assets under management

Total Number of Accounts	7,322
AUM (Assets Under Management)	$ 591,069,287

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kyle Klatt

OSAIC WEALTH, INC.

IAR

Forest Lake, MN

Chad Rusten

ELEMENT SQUARED PRIVATE WEALTH

IAR

Minneapolis, MN

Brian Niemann

LPL FINANCIAL LLC

IAR

STILLWATER, MN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jamie L. Jochum

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jamie Lee Jochum's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Jamie Lee Jochum's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRADIENT SECURITIES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

TOWER SQUARE SECURITIES, INC.

EDWARD JONES

EDWARD JONES

ALLIANZ LIFE FINANCIAL SERVICES, LLC

ALLIANZ LIFE FINANCIAL SERVICES, LLC

FORESTERS EQUITY SERVICES, INC.

USALLIANZ SECURITIES, INC.

Primary Firm SEC Registration

GRADIENT SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/17/2013

Series 52TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 10/23/2001

Series 27

Date: 2/26/2024

Series 53

Date: 5/13/2005

Series 24

Date: 1/22/2002

FINRA

Current Firm

GRADIENT SECURITIES, LLC

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

GRADIENT SECURITIES, LLC

TRUST BUT VERIFY

Similar Advisors