Joseph S. Messinger

CAPSTONE WEALTH PARTNERS

Sarasota, FL

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CRD#: 4459743

Professional summary

Joseph Scott Messinger, CFP®, ChFC®, CLU®, who also goes by Joe Messinger, is a registered financial advisor currently at CAPSTONE WEALTH PARTNERS located in Sarasota, Florida.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Joseph has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Messinger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Joseph Messinger is a co-owner of Capstone College Partners, Ltd., a company founded in January 2017 that provides support around college-focused financial planning, including education, technology, coaching, consulting and speaker services to various financial industry organizations, as well as directly to other financial planners. This activity is investment related. Joseph Messinger spends approximately 3 hours/month on this business, 1 of which are during trading hours. Business address: private residence in Sarasota, FL Joseph Messinger is the Co-Founder and CEO of College Aid Pro, a Delaware C Corp founded in August 2017 that provides financial aid planning software for financial professionals and consumers. Joseph Messinger spends approximately 50 hours/month on this business, 30 of which are during trading hours. Business address: private residence in Sarasota, FL

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Scott Messinger's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

January 21, 2010 - Present

CAPSTONE WEALTH PARTNERS

RIA

CRD#: 152524

Sarasota, FL

Past

June 30, 2009 - December 24, 2009

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

DUBLIN, OH

Past

April 4, 2007 - December 24, 2009

NYLIFE SECURITIES LLC

CRD#: 5167

DUBLIN, OH

Past

August 4, 2006 - March 23, 2007

KEY INVESTMENT SERVICES LLC

RIA

CRD#: 136300

COLUMBUS, OH

Past

August 3, 2006 - March 23, 2007

KEY INVESTMENT SERVICES LLC

CRD#: 136300

COLUMBUS, OH

Past

October 10, 2003 - August 2, 2006

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

COLUMBUS, OH

Past

June 4, 2002 - August 2, 2006

EQUITABLE ADVISORS, LLC

CRD#: 6627

COLUMBUS, OH

Past

October 10, 2001 - May 24, 2002

SIMMERS CAPITAL MANAGEMENT CORPORATION

CRD#: 29960

PHOENIX, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/23/2021)

IAR

Montana
(10/31/2023)

IAR

Ohio
(1/21/2010)

IAR

Texas
(10/8/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/9/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/12/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/17/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/9/2001

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/25/2003

General Securities Principal Examination

Current Firm

CAPSTONE WEALTH PARTNERS

CAPSTONE COLLEGE PARTNERS | CAPSTONE WEALTH PARTNERS, LTD. | CAPSTONE WEALTH PARTNERS

CRD#: 152524 / SEC#:

Florida

Registered Investment Advisory firm - (8/23/2021 Approved)

Montana

Registered Investment Advisory firm - (10/30/2023 Approved)

Ohio

Registered Investment Advisory firm - (1/20/2010 Approved)

Texas

Registered Investment Advisory firm - (10/6/2021 Conditional Restricted)

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Contact information

Main Address

6037 Frantz Rd. Suite 104, Dublin, OH 43017

Mailing Address

Phone number

(614) 754-7805

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	523
AUM (Assets Under Management)	$ 91,910,533

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Joseph S. Messinger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Scott Messinger's CRS (Customer Relationship Summary).

Certified licenses

Experience

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

KEY INVESTMENT SERVICES LLC

KEY INVESTMENT SERVICES LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

SIMMERS CAPITAL MANAGEMENT CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 8/9/2002

Series 63

Date: 10/12/2001

Series 7

Date: 7/17/2002

Series 6

Date: 10/9/2001

Series 24

Date: 9/25/2003

Current Firm

CAPSTONE WEALTH PARTNERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CAPSTONE WEALTH PARTNERS

TRUST BUT VERIFY

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