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Michael Robert Dehney

CRD# 4459675·Registered 2001 - 2013
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Robert Dehney was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 2001 - 2013. Michael had worked at 4 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

LCG CAPITAL ADVISORS, LLC·CRD# 129311
BD
Tampa, FL
March 2, 2009 - February 19, 2013
HSBC SECURITIES (USA) INC.·CRD# 19585
BD
Melville, NY
May 9, 2006 - April 3, 2007
HSBC SECURITIES (USA) INC.·CRD# 19585
BD
New York City, NY
January 1, 2005 - June 20, 2005
HSBC BROKERAGE (USA) INC.·CRD# 6956
BD
New York, NY
September 28, 2004 - January 1, 2005
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Chicago, IL
November 19, 2001 - December 16, 2002

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Current Firm

LC
LCG CAPITAL ADVISORS, LLC

LCG CAPITAL ADVISORS, LLC | PALM SECURITIES, LLC

CRD#: 129311 / SEC#: 8-66213
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

201 East Kennedy Blvd Suite 1700, Tampa, FL 33602

Mailing Address

201 East Kennedy Blvd Suite 1700, Tampa, FL 33602

Phone Number

(813) 226-2800

Established

Florida since 07/03/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (10 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
LCG CAPITAL HOLDINGS, LLCOWNER—
CARTER, ANA RPRINCIPAL FINANCIAL OFFICER4424794
CARTER, ANA ROUMENOVAFINOP4424794
CLARK, JOHN WOODBURYMANAGING DIRECTOR2826869
LITTLE, CRAIG NEALCHIEF COMPLIANCE OFFICER5293689
LITTLE, CRAIG NEALPRINCIPAL OPERATIONS OFFICER5293689

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2001About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 2001About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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