Michelle C. Moore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michelle Chantay Moore, who also goes by Michelle Chantay Mclarty, Michelle Moore, was a registered financial professional .
Michelle is a previously registered financial professional and started their career in finance in 2001. Michelle had worked at 12 firms and has passed the Series 66, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 26, 2023 - March 23, 2026
FORESIDE FINANCIAL SERVICES, LLC
June 28, 2023 - September 19, 2023
INTERNATIONAL ASSETS ADVISORY, LLC
April 13, 2021 - October 10, 2022
INTERNATIONAL ASSETS ADVISORY, LLC
December 9, 2019 - March 22, 2021
WAYPOINT DIRECT INVESTMENTS, LLC
April 4, 2018 - November 5, 2019
SELECT CAPITAL CORPORATION
October 24, 2011 - March 23, 2018
STRATCAP SECURITIES, LLC
March 29, 2007 - October 25, 2011
STIRA CAPITAL MARKETS GROUP, LLC
May 24, 2006 - April 3, 2007
AFA FINANCIAL GROUP, LLC
September 8, 2005 - May 16, 2006
GRUBB & ELLIS SECURITIES, INC.
December 11, 2004 - September 8, 2005
METLIFE INVESTORS DISTRIBUTION COMPANY
March 6, 2003 - December 11, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
December 3, 2001 - March 8, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
November 23, 2001 - March 8, 2003
IDS LIFE INSURANCE COMPANY
November 23, 2001 - March 8, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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