Michelle C. Moore

FORESIDE FINANCIAL SERVICES

Portland, ME 04101

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CRD#: 4459666

Professional summary

Michelle Chantay Moore, who also goes by Michelle Chantay Mclarty, Michelle Moore, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Portland, Maine.

Michelle is registered as a RR (Registered Representative) and started their career in finance in 2001. Michelle has worked at 12 firms and has passed the Series 66, Series 79TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michelle Chantay Mclarty | Michelle Moore

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michelle Chantay Moore's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 26, 2023 - Present

FORESIDE FINANCIAL SERVICES, LLC

Office #1: 190 Middle Street Suite 301, Portland, ME 04101

CRD#: 148477

Portland, ME

Past

June 28, 2023 - September 19, 2023

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

ORLANDO, FL

Past

April 13, 2021 - October 10, 2022

INTERNATIONAL ASSETS ADVISORY, LLC

CRD#: 10645

ORLANDO, FL

Past

December 9, 2019 - March 22, 2021

WAYPOINT DIRECT INVESTMENTS, LLC

CRD#: 132475

STAMFORD, CT

Past

April 4, 2018 - November 5, 2019

SELECT CAPITAL CORPORATION

CRD#: 145997

DALLAS, TX

Past

October 24, 2011 - March 23, 2018

STRATCAP SECURITIES, LLC

CRD#: 151152

NEW YORK, NY

Past

March 29, 2007 - October 25, 2011

STIRA CAPITAL MARKETS GROUP, LLC

CRD#: 141277

IRVINE, CA

Past

May 24, 2006 - April 3, 2007

AFA FINANCIAL GROUP, LLC

CRD#: 127648

CALABASAS, CA

Past

September 8, 2005 - May 16, 2006

GRUBB & ELLIS SECURITIES, INC.

CRD#: 17932

SANTA ANA, CA

Past

December 11, 2004 - September 8, 2005

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622

NEW YORK CITY, NY

Past

March 6, 2003 - December 11, 2004

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 6695

NEWPORT BEACH, CA

Past

December 3, 2001 - March 8, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

LONG BEACH, CA

Past

November 23, 2001 - March 8, 2003

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

November 23, 2001 - March 8, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/26/2023)

Alaska
(1/3/2024)

Arizona
(1/3/2024)

Arkansas
(1/3/2024)

California
(1/3/2024)

Colorado
(1/3/2024)

Connecticut
(1/3/2024)

Delaware
(1/3/2024)

District of Columbia
(1/3/2024)

Florida
(10/26/2023)

Georgia
(10/26/2023)

Hawaii
(1/3/2024)

Idaho
(1/3/2024)

Illinois
(1/3/2024)

Indiana
(1/3/2024)

Iowa
(1/3/2024)

Kansas
(1/3/2024)

Kentucky
(1/3/2024)

Louisiana
(1/3/2024)

Maine
(1/3/2024)

Maryland
(1/3/2024)

Massachusetts
(1/3/2024)

Michigan
(1/3/2024)

Minnesota
(1/3/2024)

Mississippi
(1/3/2024)

Missouri
(1/3/2024)

Montana
(1/3/2024)

Nebraska
(1/3/2024)

Nevada
(1/3/2024)

New Hampshire
(1/3/2024)

New Jersey
(1/3/2024)

New Mexico
(1/3/2024)

New York
(1/3/2024)

North Carolina
(10/26/2023)

North Dakota
(1/3/2024)

Ohio
(1/3/2024)

Oklahoma
(1/3/2024)

Oregon
(1/3/2024)

Pennsylvania
(1/3/2024)

Rhode Island
(1/3/2024)

South Carolina
(10/26/2023)

South Dakota
(1/3/2024)

Tennessee
(10/26/2023)

Texas
(1/3/2024)

Utah
(1/3/2024)

Vermont
(1/3/2024)

Virginia
(1/3/2024)

Washington
(1/3/2024)

West Virginia
(1/3/2024)

Wisconsin
(1/3/2024)

Wyoming
(1/3/2024)

Exams

State Security Law Exam

IAR

Series 66

Date: 11/29/2001

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/21/2001

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/6/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FINANCIAL SERVICES, LLC

BHIL DISTRIBUTORS, INC. | FORESIDE FINANCIAL SERVICES, LLC | BHIL DISTRIBUTORS, LLC

CRD#: 148477 / SEC#: , 8-68027

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(866) 251-6920

Established

Delaware since 07/31/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	DIRECTOR OWNER/SOLE MEMBER
BRUNNER, JENNIFER ANNE	VICE PRESIDENT/CHIEF COMPLIANCE OFFICER	1137783
COWAN, TERESA MARIA KAZMIERSKI	PRESIDENT/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michelle C. Moore

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michelle Chantay Moore's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTERNATIONAL ASSETS ADVISORY, LLC

INTERNATIONAL ASSETS ADVISORY, LLC

WAYPOINT DIRECT INVESTMENTS, LLC

SELECT CAPITAL CORPORATION

STRATCAP SECURITIES, LLC

STIRA CAPITAL MARKETS GROUP, LLC

AFA FINANCIAL GROUP, LLC

GRUBB & ELLIS SECURITIES, INC.

METLIFE INVESTORS DISTRIBUTION COMPANY

METLIFE INVESTORS DISTRIBUTION COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/29/2001

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/21/2001

Series 24

Date: 3/6/2009

FINRA

Current Firm

FORESIDE FINANCIAL SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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