Srinath Narayanan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Srinath Narayanan was a registered financial professional .
Srinath is a previously registered financial professional and started their career in finance in 2002. Srinath had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2014 - November 7, 2014
RAINMAKER SECURITIES, LLC
November 6, 2010 - October 26, 2011
SIKICH CORPORATE FINANCE LLC
December 8, 2006 - November 17, 2008
CANACCORD GENUITY LLC
September 8, 2004 - November 30, 2006
KAUFMAN BROS., L.P.
January 23, 2002 - September 20, 2004
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
RAINMAKER SECURITIES, LLC
CRD#: 132995 / SEC#: , 8-66667
Contact information
FINRA licenses (29 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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