David R. Kennon

KENNON FINANCIAL

Sarasota, FL 34237

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CRD#: 4459476

Professional summary

David Robert Kennon is a registered financial advisor currently at KENNON FINANCIAL located in Sarasota, Florida.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. David has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) There is Light, Inc.; Vice President; Non-Profit Organization; start date 09/15/2016; 20 hours per month. 2) SPEND MORE WORRY LESS; AUTHOR; AUTHOR/SPEAKER/ENTERTAINER/MEDIA/CONTRIBUTOR; START DATE 08/07/2018; 8 HOURS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Robert Kennon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 21, 2019 - Present

KENNON FINANCIAL

Office #1: 1 South School Avenue Penthouse Suite, Sarasota, FL 34237

RIA

CRD#: 301130

Sarasota, FL

Past

August 28, 2012 - May 14, 2019

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

SARASOTA, FL

Past

August 24, 2012 - May 14, 2019

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SARASOTA, FL

Past

March 29, 2010 - August 29, 2012

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

SARASOTA, FL

Past

November 17, 2009 - March 25, 2010

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

SARASOTA, FL

Past

November 17, 2009 - August 29, 2012

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

SARASOTA, FL

Past

March 7, 2005 - November 18, 2009

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

IRWIN, PA

Past

October 29, 2001 - November 18, 2009

EQUITABLE ADVISORS, LLC

CRD#: 6627

IRWIN, PA

Past

October 26, 2001 - October 29, 2001

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KENNON FINANCIAL

DAVID KENNON INCORPORATED | KENNON FINANCIAL

CRD#: 301130 / SEC#: 801-115025

RIA

Registered Investment Advisory firm - (4/22/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/21/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/8/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/25/2001

General Securities Representative Examination

Current Firm

KENNON FINANCIAL

DAVID KENNON INCORPORATED | KENNON FINANCIAL

CRD#: 301130 / SEC#: 801-115025

RIA

Registered Investment Advisory firm - (4/22/2019 Approved)

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Contact information

Main Address

1 South School Avenue Penthouse Suite, Sarasota, FL 34237

Mailing Address

Phone number

(941) 556-6307

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KENNON FINANCIAL BROCHURE (3/17/2025)

Regulatory assets under management

Total Number of Accounts	1,153
AUM (Assets Under Management)	$ 293,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David R. Kennon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Robert Kennon's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

KENNON FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 11/8/2001

SIE

Date: 10/1/2018

Series 7

Date: 10/25/2001

Current Firm

KENNON FINANCIAL

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KENNON FINANCIAL

TRUST BUT VERIFY

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