Julian C. Neuss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julian Carlos Neuss, who also goes by Julian Neuss, was a registered financial professional .
Julian is a previously registered financial professional and started their career in finance in 2001. Julian had worked at 3 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2014 - July 27, 2015
FENIX SECURITIES, LLC
October 23, 2003 - January 9, 2004
ICBC STANDARD SECURITIES INC.
September 27, 2001 - July 23, 2002
CITICORP INVESTMENT SERVICES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FENIX SECURITIES, LLC
CRD#: 159481 / SEC#: , 8-68988
Contact information
FINRA licenses (10 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
