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Benjamin M. Wetchler

CJS SECURITIES
White Plains, NY 10606
Some features on this profile are disabled
CRD#: 4459166
BW

Professional summary

Benjamin Mark Wetchler is a registered financial professional currently at CJS SECURITIES, INC. located in White Plains, New York.

Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2002. Benjamin has worked at 2 firms and has passed the Series 99TO, SIE and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Benjamin Mark Wetchler's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 7, 2002 - Present

CJS SECURITIES, INC.

Office #1: 50 Main Street Suite 325, White Plains, NY 10606Office #2: 50 Main Street Suite 325, White Plains, NY 10606
BD
CRD#: 44823
White Plains, NY
Past

December 5, 2002 - January 4, 2006

SRS SECURITIES LLC

BD
CRD#: 104254
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 27
Date: 12/20/2001
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CS
CJS SECURITIES, INC.
CJS SECURITIES, INC.

CRD#: 44823 / SEC#: , 8-50853

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
50 Main Street Suite 325, White Plains, NY 10606
Mailing Address
50 Main Street Suite 325, White Plains, NY 10606
Phone number
(914) 287-7600
Established
New York since 11/06/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (39 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
JAGODA, LEE M.RESEARCH ANALYST / SHAREHOLDER4986879
LABICK, ROBERT JAMESPRESIDENT2071988
MOORE, DANIEL JOSEPHRESEARCH ANALYST / SHAREHOLDER2614723
SOLOW, LAWRENCE SCOTTRESEARCH ANALYST / SHAREHOLDER2511217
STRAUZER, CHARLES SCHIEF COMPLIANCE OFFICER2266794
TANWANTENG, JONATHAN E.RESEARCH ANALYST / SHAREHOLDER4886441
URSANER, ARNOLDSHAREHOLDER451922
WETCHLER, BENJAMIN MARKFINOP AND CHIEF FINANCIAL OFFICER4459166

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CJS SECURITIES, INC.

CRD#: 44823White Plains, NY 10606

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